Search for: "Investment Management Company LLC"
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16 Sep 2017, 8:29 am
According to the SEC, From 2007 to 2016, Murakami and Chiat defrauded more than 50 investors in three hedge funds run through their investment advisory businesses, MC2 Capital Management, LLC and MC2 Canada Capital Management, LLC. [read post]
5 Oct 2011, 10:33 am
” Microcap public companies often engage in PIPE transactions to raise capital.The SEC alleges that the advisor and his firm The NIR Group LLC repeatedly lied to investors to hide the truth that his PIPE investment and trading strategy was failing during the financial crisis. [read post]
28 Oct 2019, 9:39 am
Author Michael Stack, CEO Amaxx LLC. [read post]
5 Aug 2013, 1:56 pm
” The investment company failed to respond, earning a default judgment against it in John Perez Graphics & Design, LLC v. [read post]
8 Mar 2016, 6:00 am
Regardless, this is the law as it stands today and we are here to advise you of the best way to invest in real estate while protecting your assets and giving you the most flexible management choices that are available. [read post]
18 May 2015, 2:18 pm
It may be obvious that interests in member-managed LLCs are less likely to qualify as securities as interests in manager-managed LLCs, but the analysis cannot stop there. [read post]
12 Apr 2024, 8:15 am
Monex Asset Management Inc. [read post]
1 Sep 2012, 2:09 pm
However, not every fund that invests in real estate does so directly – some funds invest in the securities of other partnerships, LLCs or other entities that invest in real estate. [read post]
26 May 2011, 1:56 pm
S&L was allegedly going to operate the unit as a Crowne Plaza Hotel, with the management of the property handled by S&L Hospitality, LLC, a Wisconsin LLC. [read post]
23 Apr 2017, 10:14 am
Background: The creditor involved in this matter was verbally seduced into making an investment in the LLC and was made to believe that his investments would be secured. [read post]
13 Oct 2019, 11:14 pm
The exhibit identifies Meregalli as “Sole Manager” and states that he “will serve in [his] capacity until [he is] removed for any reason by vote of the Member/s holding a majority of the capital interest in the Company. [read post]
15 Dec 2014, 4:44 pm
What happens if an EB-5 regional center or sponsor manages several EB-5 funds, and some of them are exempt under 3(c)(1) of the Investment Company Act, but others are exempt under 3(c)(5) of the Investment Company Act? [read post]
29 Apr 2022, 1:43 pm
Medley Management and Former Executives to reportedly Pay $10 Million Fine for Misleading Clients and Investors According to a press announcement on April 28, 2022, the Securities and Exchange Commission reportedly charged publicly-traded asset manager Medley Management and its former co-CEOs with making misrepresentations to investors and clients about the company’s future growth. [read post]
19 Apr 2016, 3:34 pm
According to there website, Altegris is a group of affiliated companies owned and controlled by private equity funds managed by Aquiline Capital Partners LLC, Genstar Capital Management, and certain senior management of Altegris and other affiliates. [read post]
11 Apr 2022, 7:40 am
The company is externally managed by Benefit Street Partners (“BSP”). [read post]
28 Jan 2024, 10:49 am
Banks Law Office represents over 100 individuals who were victims of an investment scam largely perpetrated by a company called Wealth Assistants. [read post]
15 Dec 2017, 11:05 am
Included in Woodbridge’s entities or mortgage funds are: WMF Management LLC Woodbridge Group of Companies Woodbridge Mortgage Investment Fund 1,LLC; Woodbridge Mortgage Investment Fund 2, LLC; Woodbridge Mortgage Investment Fund 3, LLC; Woodbridge Mortgage Investment Fund 3A, LLC; Woodbridge Mortgage Investment Fund 4, LLC; Woodbridge Mortgage Investment Fund PA,… [read post]
1 Oct 2019, 10:10 am
The offering circular will contain information about the offering and the securities offered, risks of the investment, use of proceeds, any selling shareholders, the company’s business, management, performance, plans and financial statements. [read post]
26 Aug 2016, 1:43 pm
Analysis: Section 36(b) of the Investment Company Act of 1940 provides that an investment advisor of a registered investment company has a fiduciary duty with respect to “receipt of compensation for services. [read post]
31 Jan 2014, 5:15 am
Instead of conducting any due diligence in connection with potential investments by Penn's fund, Ewers' company Ssecurion promptly kicked the money back to companies and accounts controlled by Penn so he could secretly spend investor funds for other purposes. [read post]
