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8 Apr 2009, 2:32 pm
" In the past, even if the fund invested in commercial paper, it would only do so in extremely creditworthy corporations, thereby preserving an investors' principal and paying interest, minus expenses, by investing in highly rated securities. [read post]
2 Aug 2010, 11:10 am by Ted Allen
 The labor funds also are urging investors to support an AFSCME proposal to provide for the reimbursement of proxy solicitation expenses, and an AFL-CIO resolution to establish an annual advisory vote on executive compensation. [read post]
24 Jan 2012, 3:32 pm by Mike Scarcella
SIPC uses a special reserve fund to assist investors at failed brokerage firms. [read post]
13 Apr 2022, 9:05 pm by Ido Baum
Repeat players such as major private equity funds, investment banks, and some institutional investors can easily afford the services of international law firms with national branches that employ domestic lawyers with international M&A experience. [read post]
24 Aug 2011, 2:25 pm by Ted Allen
The Council of Institutional Investors (CII), which represents public, labor, and corporate pension funds, has urged the Securities and Exchange Commission to seek additional judicial reconsideration of the federal appeals court decision that struck down the SEC's proxy access rule. [read post]
8 Jun 2018, 10:30 am by Renae Lloyd
News of interest rate hike sends investors scurrying. iShares 0-5 High Yield Corporate Bond ETF, an Exchange-traded fund that tracks short-term junk bonds, has lost $1.5 billion since May 29. [read post]
13 Jan 2004, 8:59 am
In Tuesday's corporations and securities law news, SEC official said today that they is investigating 8 brokerage firms and 12 mutual fund companies for failing to disclose incentives that may have influenced advice to investors. [read post]
7 Nov 2018, 10:42 am by Renae Lloyd
The White Law Group continues its investigation involving broker dealers who may have improperly recommended FS Investment Corporation II (FSIC II) to investors. [read post]
7 Nov 2018, 10:42 am by Renae Lloyd
The White Law Group continues its investigation involving broker dealers who may have improperly recommended FS Investment Corporation II (FSIC II) to investors. [read post]
23 Apr 2014, 4:34 am by Broc Romanek
Here’s an excerpt from that article: If successful, the joint bid by a hedge fund and a corporate acquirer could provide a new template for how deals are done in an era of increased activity by activist investors. [read post]
17 Apr 2017, 12:58 pm by Robert C. White Jr.
See my prior blog post on the rise of corporate VC investors (Corporate Venture Capital Investments – Good for Startups?). [read post]
3 Apr 2020, 7:50 pm by Daily Record Staff
In her new role, Kimbers will assume responsibility of numerous communications, organizational and fundraising initiatives impacting the diverse mix of investors with interests in the Continental Realty Corporation family of private equity funds. [read post]
14 Dec 2007, 4:45 am
NewsGator Technologies, a developer of RSS software for consumers and corporate users, has snared a $12 million funding round led by new investor Vista Ventures, the company said Thursday. [read post]
15 Jun 2010, 9:25 am by Michelle Harner
In sum, I think we need to reflect on the role of distressed debt investors in corporate restructurings and seek to better define their role by anticipating and planning for their seat at the negotiating table. [read post]
30 Mar 2010, 3:28 pm by Page Perry LLC
Uncertainty about the corporate stock and bond markets is fueling growth in exchange traded funds, particularly bond exchange traded funds, according to a recent CNBC.com post by Jeff Cox. [read post]
27 Dec 2008, 5:31 pm
The Federal Deposit Insurance Corporation, along with a team of former Lehman Brothers bankers who are now [...] [read post]
30 Jun 2008, 5:00 pm
  Like an investor in a corporation, Kaplan's position as the holder of the purse strings did not create a fiduciary duty. [read post]
12 Nov 2003, 2:07 pm by Ed Sim
While there are less corporate investors today, there are also less VCs. [read post]
20 Dec 2010, 7:00 am by William Carleton
It is not limited to "investors" but includes anyone who buys stock in a qualifying corporation and otherwise meets the section-1202 tests. [read post]
For example: • Why does the code not require important institutional investor information on fund purpose, philosophy, investment guidelines and, most importantly, fund manager incentives and pay structure? [read post]