Search for: "Kevin LaCroix"
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27 Jun 2011, 4:32 pm
- Ohio lawyer Kevin LaCroix of OakBridge Insurance Services in his blog, The D & O Diary Coffee and Creative Lawyers - Fort Meyers attorney Mark Trank of Becker & Poliakoff on the firm's blog, Business Litigation Perspectives Analysis of the Supreme Court's Decision Striking Down Vermont Pharmaceutical "Data Mining" Law - Boston lawyer Colin Zick of Foley Hoag on the firm's blog, Security, Privacy and The Law [read post]
25 Jun 2011, 12:14 pm
Here are a few highlights of His Honor’s remarks from Kevin LaCroix on his award-winning blog called The D & O Diary. [read post]
24 Jun 2011, 11:39 am
For example, as Kevin LaCroix of the D&O Diary explains here, about roughly 30% of securities class action lawsuits filed so far during 2011 involve non-U.S. companies compared to 15.9 percent during all of 2010. [read post]
17 Jun 2011, 2:00 am
In this post, Kevin LaCroix covers the background and decision and also provides a nice analysis of why the court chose this case and what the ramifications will be. 5) ON Securities: The Say-on-Pay World According to Broc – In a case of blogger covering blogger, in this post Marty Rosenbaum discusses a recent presentation by TheCorporateCounsel’s Broc Romanek on the “post-proxy season wrap-up. [read post]
14 Jun 2011, 1:02 pm
As Kevin LaCroix of the D&O Diary discusses here, the world today is not much different than the world a few days ago since most circuit courts had already adopted the narrow approach that the U.S. [read post]
14 Jun 2011, 5:00 am
First Derivative Traders (.pdf) (09-525) Supreme Court Holds Fund Management Company Cannot Be Held Liable for Funds’ Statements by Kevin LaCroix in the D&O Diary Supreme Court Rules Fund Adviser Not Liable for Any Misstatements in Fund Prospectus; Strongly Reaffirms Central Bank in Jim Hamilton’s World of Securities Regulation Janus Capital Management Fair Fund Image is As janus rostrum okretu ciach by Ultima Thule in Wikimedia Commons [read post]
7 Jun 2011, 12:49 pm
" Additional commentary: Jim Hamilton (long and detailed, good read); Kevin LaCroix (ditto). [read post]
3 Jun 2011, 6:00 am
In this post, Kevin LaCroix provides highlights of VC Strine’s “highly readable” opinion in the matter. 2) Jim Hamilton’s World of Securities Regulation: Securities and Futures Industry Groups Ask SEC to Repropose Dodd-Frank Derivatives Regulations - This week, the securities and futures industry have asked the SEC to repropose the proposed regulations implementing the derivatives provisions of the Dodd-Frank Act to reflect public comments. [read post]
2 Jun 2011, 4:58 pm
- Boston lawyer Seth Jaffe of Foley Hoag on the firm's blog, Law & The Environment How to Formulate and Live By a Business Plan - Maryland attorney Eliot Wagonheim of Wagonheim & Associates on the firm's blog Bottom Line Business Insights Harnessing "Big Data" to Create Value - Cincinnati lawyer Craig Hoffman of Baker Hostetler on the firm's Data Privacy Monitor Planning for Success: Workforce Reductions in the Construction Industry - Construction… [read post]
2 Jun 2011, 9:48 am
This summary was prepared by Kevin F. [read post]
2 Jun 2011, 4:22 am
In his "D&O Diary Blog," Kevin LaCroix provides details about a fifth say-on-pay related lawsuit - this one filed against Umpqua in a federal district court in Portland. [read post]
1 Jun 2011, 5:07 am
Case Stands Out Because It Stands Alone by Louise Story and Gretchen Morgenson in the New York Times Emails from the Fabulous Fab in the New York Times database The Essential Lessons of the “Faithless Servant” by Kevin LaCroix of The D&O Diary The Fabulous Fab Rule – prior post on Compliance Building Goldman Settles; Fabulous Fab is Left on His Own – prior post on Compliance Building [read post]
26 May 2011, 5:00 am
Sources: SEC Adopts Rules to Establish Whistleblower Program – SEC Press Release SEC Release 34-64545 Implementation of the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 (.pdf) – Final Rule “Whistleblower skirmish by Kaja Whitehouse in the New York Post SEC Approves Whistle-Blower Rules Letting Workers Bypass Internal Systems By Jesse Hamilton in Bloomberg Whistleblower Advocates Flip The Script On Internal Reporting by Joe Palazzolo in… [read post]
13 May 2011, 6:00 am
In this post, Kevin LaCroix explains the issues in the case and says that rating agencies are not off the hook yet. [read post]
12 May 2011, 7:52 pm
Kevin LaCroix discussed the most recent lawsuit filed (last week) by the FDIC against former officers and directors of a failed bank, in this case Wheatland Bank of Napierville, Illinois. [read post]
12 May 2011, 2:00 pm
Last week, Kevin LaCroix offered A Blogger's Reflections on the fifth anniversary of his stellar blog, The D&O Diary. [read post]
12 May 2011, 8:00 am
In 2009, Kevin LaCroix, an attorney and insurance executive, wrote on his blog that covers issues of directors and officers liability, that in a particularly complicated securities case, an attorney referred in his opening statement to “EBIDTA; purchase accounting; debt service; noncash earnings; nonoperational accounting entries; free cash flow; liquidity; and dividends. [read post]
12 May 2011, 6:16 am
Over at the D&O, Kevin LaCroix calls the ruling “fatal” for claims against rating agencies. [read post]
Panels Announced: "The Say-on-Pay Workshop Conference: 8th Annual Executive Compensation Conference"
10 May 2011, 4:34 am
Learn more in Kevin LaCroix's "D&O Diary" Blog. [read post]
6 May 2011, 8:37 am
1) The D&O Diary: Dodd-Frank Rulemaking Delays: Bad, and Likely to Get Worse - In this post, Kevin LaCroix provides a great breakdown of Davis Polk’s recent Dodd-Frank Rulemaking Report. [read post]
