Search for: "MARY SCHAPIRO"
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9 Mar 2012, 1:38 am
In early March, SEC Chairman Mary Schapiro stated that she was hopeful that the rule would be finalized in the "next couple of months. [read post]
4 Feb 2010, 9:15 am
As Chairman Mary Schapiro noted, the SEC’s recent revisions will help ensure that “money market fund investors…have a better sense of the holdings, value and risk profile of their money market funds. [read post]
27 Aug 2012, 5:00 am
As reported in the Wall Street Journal “Desperate to keep the company afloat, Knight Capital CEO Thomas Joyce spoke with SEC Chairman Mary Schapiro Wednesday about having its erroneous trades cancelled. [read post]
8 Sep 2011, 6:15 am
David Becker, a former SEC general counsel, and two of his brothers in 2004 inherited $2 million that had been invested with Madoff—a connection SEC Chairman Mary Schapiro said Becker disclosed soon after his appointment in 2009. [read post]
28 Jan 2010, 7:32 am
" SEC Chairman Mary Schapiro and Commissioners Elisse Walter and Luis Aguilar voted for the release, while Commissioners Troy Paredes and Kathleen Casey voted against. [read post]
15 Aug 2011, 12:00 am
By contrast, Securities and Exchange Commission (SEC) Chair Mary Schapiro earned only $165,300 last year, while Federal Reserve Chair Ben Bernanke earned $199,700. [read post]
23 May 2012, 6:09 am
The two regulators, Mary Schapiro and Robert Gensler, both believe that if Dodd-Frank reforms had been enacted at the time of their passing, the loss at JPMorgan either wouldn’t have happened or would have been much more controlled. [read post]
15 May 2009, 11:27 am
The criminal investigation, which was disclosed to SEC Chairman Mary Schapiro in a March 3 memo, came about after SEC Inspector General H. [read post]
30 Dec 2009, 11:37 am
”There is further evidence that the SEC is serious in going after individuals based on the reorganization of the agency by the new chairperson, Mary Schapiro. [read post]
28 Jan 2010, 7:32 am
” SEC Chairman Mary Schapiro and Commissioners Elisse Walter and Luis Aguilar voted for the release, while Commissioners Troy Paredes and Kathleen Casey voted against. [read post]
29 Jun 2009, 4:43 am
In her statement at the SEC open meeting on June 24, 2009, SEC Chairman Mary L. [read post]
6 Sep 2011, 5:44 pm
Some investor advocates, including the Council of Institutional Investors, had urged the SEC to seek additional judicial review and warned that the panel's reasoning could be used to challenge other rulemaking efforts.While announcing the SEC's decision not to seek reconsideration, SEC Chairman Mary Schapiro reaffirmed her support for the concept of proxy access. [read post]
22 May 2012, 11:03 am
JPMorgan is “a real life, real world example of what can happen,” said SEC Chairman Mary Schapiro. [read post]
21 Nov 2011, 5:50 am
In a September hearing before the House Financial Services Committee Chairman Mary Schapiro expressed several concerns with the Act. [read post]
5 Jul 2008, 2:50 am
"Rising fuel and food prices, declines in the housing market, volatility in the financial markets, an ever-tightening credit crunch... [read post]
13 Mar 2013, 4:04 am
By the way, did you see that outgoing SEC Chair Mary Schapiro has joined GE's board... [read post]
19 Mar 2010, 5:00 am
Schapiro Details How The SEC Would Spend 2011 Budget by Melissa Klein Aguilar in Compliance Week’s The Filing Cabinet SEC Chairman Mary Schapiro took to the Hill this week to provide lawmakers with details on how the agency would use the President’s budget request of $1.258 billion for fiscal 2011. [read post]
28 Apr 2012, 2:00 am
Most important is that the law school is at the beginning of a promising era, with the appointment of Robert Schapiro as Dean, which has generated much excitement on campus. [read post]
30 Jul 2010, 5:00 am
SEC Expects Massive Staff Increase Needed to Implement FinReg in Compliance Avenue SEC Chairman Mary Schapiro, during her Testimony Concerning Oversight of the U.S. [read post]
24 Feb 2010, 1:16 pm
" Chairman Mary Schapiro noted that short selling has benefits to the market, such as providing liquidity, but "that excessive downward price pressure on individual securities, accompanied by the fear of unconstrained short selling, can destabilize our markets and undermine investor confidence in our markets. [read post]
