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6 Mar 2018, 5:23 am
According to the Financial Industry Regulatory Authority Inc., an all-public arbitration FINRA panel has awarded five clients of UBS Financial Services more than $521,000 in compensatory damages in a case related to the clients’ investments in Puerto Rican bonds and closed-end bond funds (CEFs). [read post]
5 Mar 2018, 9:32 am
Meanwhile, as Ms. [read post]
28 Feb 2018, 6:06 am
This post is based on an MSCI publication by Ms. [read post]
25 Feb 2018, 4:49 pm
Ms Beamont has launched a “gofundme” page to raise money for her defence. [read post]
Financial Advisor Gina Chaney Discharged From Employment in Connection with Equity-Indexed Annuities
22 Feb 2018, 4:00 am
Chaney was affiliated with a number of brokerage firms, including most recently Next Financial Group, Inc. [read post]
15 Feb 2018, 4:41 pm
FileFax, Inc. [read post]
5 Feb 2018, 3:52 am
Before joining CER in 2005, Ms. [read post]
5 Feb 2018, 3:52 am
Before joining CER in 2005, Ms. [read post]
2 Feb 2018, 8:57 am
Like the $2.3 million HIPAA resolution agreement OCR announced with now bankrupt radiation oncology and cancer care provider 21st Century Oncology, Inc. (21CO) earlier this year, see, e.g. [read post]
24 Jan 2018, 7:56 am
Ms. [read post]
10 Jan 2018, 1:30 pm
Ms. [read post]
7 Jan 2018, 6:27 am
Ms. [read post]
6 Jan 2018, 12:26 pm
The Claimants alleged that CAMAS failed to supervise Ms. [read post]
5 Jan 2018, 5:35 am
In addition, five days after releasing the March 4, 2017 Breach 8-K, 21CO notified investors that its subsidiary, 21st Century Oncology, Inc. [read post]
19 Dec 2017, 7:09 am
Lewkow, Ms. [read post]
18 Dec 2017, 4:43 pm
Ms. [read post]
18 Dec 2017, 5:18 am
Ms. [read post]
18 Dec 2017, 5:00 am
For example, the financial law “scholars” who filed briefs in both cases added an argument to their amicus brief in People’s case. [read post]
14 Dec 2017, 4:16 pm
Ms. [read post]
14 Dec 2017, 6:18 am
Martin and Ms. [read post]
