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22 Apr 2015, 3:15 am
What’s worse is that the FCA had warned Merrill in 2002 and fined Merrill in 2006 for the same types of infractions. [read post]
5 Jul 2009, 5:19 pm
House of Representatives Committee on Oversight and Governnment Reform is conducting a series of hearings to examine Bank of America's acquisition of Merrill Lynch, which started as an unasisted purchase, but subsequently required an extra $20 Billion in... [read post]
20 Feb 2014, 8:18 am
The Hall Center for Law and Health at Indiana University McKinney School of Law is proud to welcome Professor Maxwell Mehlman to receive the McDonald Merrill Ketcham Award for Excellence in Law & Medicine for 2014. [read post]
15 Dec 2007, 12:00 pm
Merrill, head of PricewaterhouseCoopers' National Economic Consulting group: Merrill discusses his study that shows the United States has the OECD's second-highest corporate tax rate but realizes the fourth-lowest... [read post]
10 Aug 2012, 2:26 pm
The 65-count indictment alleges that between 2008 and 2010, while working as a financial advisor at Merrill Lynch, Lanier transmitted fraudulent letters of authorization bearing forged client signatures to Merrill Lynch client associates who were responsible for processing wire transfers of client funds. [read post]
10 Aug 2012, 2:26 pm
The 65-count indictment alleges that between 2008 and 2010, while working as a financial advisor at Merrill Lynch, Lanier transmitted fraudulent letters of authorization bearing forged client signatures to Merrill Lynch client associates who were responsible for processing wire transfers of client funds. [read post]
14 Mar 2012, 3:11 am
Merrill Lynch, No. 11-3639, (7th Cir. [read post]
26 Jan 2012, 8:40 am
The Financial Industry Regulatory Authority (FINRA) announced that it has fined Merrill Lynch, Pierce, Fenner & Smith Inc., $1 million for supervisory failures that allowed a registered representative at Merrill Lynch’s branch office in San Antonio, Texas, to use a Merrill Lynch account to operate a Ponzi scheme. [read post]
29 Sep 2022, 12:45 pm
Crabtree of Merrill Lynch Allegedly Defrauded his Advisory Client appeared first on The White Law Group. [read post]
16 Oct 2008, 12:57 pm
Merrill Lynch has reported its fifth straight quarterly loss. [read post]
31 Aug 2006, 7:49 am
Merrill’s move comes as investment banks increasingly target emerging markets to [...] [read post]
5 Apr 2012, 6:42 am
Of course, Merrill Lynch immediately filed a petition with a federal court in Florida seeking to overturn the decision, but the decision nonetheless validates the strength of these deferred compensation claims against Merrill Lynch. [read post]
28 Aug 2012, 7:09 am
(About 3,300 brokers left Merrill after the BoA deal.) [read post]
7 Jan 2013, 2:04 pm
Bank, acting in its capacity as Trustee for two Merrill Lynch RMBS trusts that issued over $1 billion in RMBS certificates, filed a complaint in New York Supreme Court against Merrill Lynch. [read post]
7 Aug 2008, 6:10 pm
Merrill Lynch has made David Sobotka, its head of fixed-income trading, the chief of a new trading group that will make bets using the firm’s own capital, two of its top executives wrote in an internal memorandum obtained by DealBook. [read post]
2 Jun 2008, 4:44 am
In a move that Merrill Lynch hopes will jump-start its business in the fast-developing opportunities in the Middle East, Mr. [read post]
22 Apr 2009, 4:34 am
Moelis & Company, the investment bank founded by veteran deal-maker Ken Moelis, said on Wednesday that it has hired Mark Aedy, Merrill Lynch's head of Europe, Middle East and Africa investment banking, to serve in the [...] [read post]
18 Jan 2007, 5:17 am
Helped by gains from trading and buyouts, Merrill Lynch said its fourth-quarter profit surged 68 percent to $2.35 billion, or $2.41 a share, from $1.39 billion a year earlier. [read post]
2 Jan 2008, 5:21 am
Ousting their chief executives and multi-billion dollar write-offs weren’t the only thing that Citigroup and Merrill Lynch had in common in 2007. [read post]
17 Dec 2007, 5:49 am
Thain may be new to the top seat at Merrill Lynch, but if a Bloomberg News report is to be believed, he’s making his mark on the firm quickly. [read post]
