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9 Jan 2020, 7:31 am
Collateral Yield Enhancement Strategy (CYES) Damages: SSEK Investigating Merrill Lynch Financial Advisor Shepherd Smith Edwards & Kantas (SSEK), a law firm specializing in representing wronged investors is looking into allegations against Gordon Harper, a financial advisor with Merrill Lynch out of Upper Montclair, New Jersey. [read post]
15 Nov 2011, 8:49 am
Merrill Lynch & Co. [read post]
5 Aug 2008, 11:17 am
Thain said he had to do something to stop the bleeding at Merrill Lynch. [read post]
19 Sep 2008, 4:23 pm
In the meantime, Merrill Lynch filed its own agreement on Thursday to be acquired by Bank of America. [read post]
15 Aug 2005, 12:06 pm
Merrill Lynch also had [read post]
6 Oct 2011, 7:23 am
The ponzi scheme, named B&J Partnership, used Merrill Lynch accounts. [read post]
25 Nov 2015, 8:19 am
The White Law Group is specifically looking at the following BANK OF AMERICA MERRILL LYNCH structured notes: BANK OF AMERICA MERRILL LYNCH Structured Notes tied to Crude Oil BANK OF AMERICA MERRILL LYNCH Structured Notes tied to Steel BANK OF AMERICA MERRILL LYNCH Structured Notes tied to Copper BANK OF AMERICA MERRILL LYNCH Structured Notes tied to Nickel BANK OF AMERICA MERRILL LYNCH… [read post]
26 Jan 2012, 7:00 am
In settling the case, Merrill Lynch neither admitted nor denied the allegations. [read post]
5 Feb 2009, 1:03 pm
The Wall Street Journal's excellent front page story on the details behind the Bank of America purchase of Merrill Lynch raises many, many questions, both political and legal. [read post]
1 Feb 2009, 5:38 pm
Posted by Jeff Lipshaw The ongoing contretemps involving John Thain's recent dismissal from Merrill Lynch is once again (and unfortunately) an object lesson for corporate insiders and outsiders in the subtleties of judgment. [read post]
29 Jul 2011, 5:10 pm
Merrill Lynch & Co. [read post]
24 Aug 2012, 7:30 am
Bank of America Merrill Lynch’s settlement of a class action brought against it by former brokers has been characterized as a prudent move by the company. [read post]
28 Oct 2008, 10:29 pm
Merrill Lynch may be facing a mass exodus of its most productive brokers. [read post]
8 Nov 2013, 7:14 am
According to Investment News, former Merrill Lynch broker, James R. [read post]
16 Feb 2010, 1:58 pm
Beyond the alleged magnitude of the theft, were was Merrill Lynch's due diligence? [read post]
21 Sep 2009, 7:20 am
Texas will receive $1.6 million in the settlement with Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
5 Apr 2012, 1:49 pm
” Merrill Lynch Loses $10 Million Compensation Ruling, The Wall Street Journal, April 4, 2012 Merrill Lynch Savaged by FINRA Arbitrators in Historic Employee Dispute, Forbes, April 4, 2012 More Blog Posts: Securities Claims Accusing Merrill Lynch of Concealing Its Auction-Rate Securities Practices Are Dismissed by Appeals Court, Stockbroker Fraud Blog, November 30, 2011 Merrill Lynch Faces $1M FINRA Fine Over… [read post]
10 Jul 2008, 12:39 pm
Merrill Lynch will determine how much of its stakes in BlackRock and Bloomberg LP to sell based on the size of its second-quarter loss, a person briefed on the matter said Wednesday, Reuters reported. [read post]
8 Nov 2007, 5:19 am
Merrill Lynch disclosed on Wednesday that the Securities and Exchange Commission had begun an inquiry into its mortgage-related holdings. [read post]
5 Oct 2007, 7:18 am
Merrill Lynch said on Friday that the credit market turmoil will take a toll on its third-quarter earnings, confirming analysts’ fears. [read post]
