Search for: "Merrill Lynch Corporation" Results 421 - 440 of 773
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24 Feb 2010, 5:06 am by Broc Romanek
Bringing in the Vote: The Need to Get Creative During our recent snow-in here, I spent some time pondering how to get more people to vote in corporate elections. [read post]
3 Feb 2012, 9:08 am by Joe Palazzolo
” Bank of America and Merrill Lynch, which merged in 2009, have settled 15 fraud cases and received at least 39 waivers. [read post]
26 Jan 2012, 4:41 pm by Colin O'Keefe
Webb of Healthcare Neutral in his Healthcare Neutral ADR Blog The Shoe's on the Other Foot: Merrill Lynch Fined $1 Million for Skirting Arbitration - Washington, D.C. lawyer Steve Berk of BerkLaw on the firm's blog The Corporate Observer Second Circuit Issues Opinion Dismissing Chevron's Attempt to Bar Enforcement of $17.2 Billion Ecuadorian Judgment Against It - New Orleans attorney Keith Hall of Stone Pigman Walther Wittmann on the firm's Oil… [read post]
2 Apr 2008, 5:10 am
"The failure to turn over [Brady v Maryland] or exculpatory material with respect to Fastow is extraordinarily serious if it's true," says Ira Lee Sorkin, a Dickstein Shapiro partner who defended former Merrill Lynch managing director Robert Furst in the Enron "Nigerian Barge" case. [read post]
3 May 2010, 6:33 am
BusinessWeek is reporting that Citigroup has sued its former executive-level employee, Gautam Hazarika, for allegedly transferring Citigroup's trade secrets to his new employer, Deutsche Bank AG, before joining the latter firm.Citigroup’s suit comes after Merrill Lynch & Co. sued Deutsche Bank for allegedly raiding its bankers and misappropriating trade secrets last year and Royal Bank of Scotland Group Plc fired its Singapore-based chief currency trader in May last… [read post]
13 May 2010, 8:16 am by Joe Consumer
These counsel, by the way, are hired at no cost to the taxpayer and their work often results in states recovering billions of dollars from corporate wrongdoers. [read post]
1 Apr 2008, 9:22 pm
In the so-called “Nigerian Barge” case, brought against several former executives at Enron and Merrill Lynch for making a deal that allegedly fraudulently boosted Enron’s earnings, the court said the honest-services theory couldn’t be used to prosecute an employee whose fraudulent acts were intended to benefit corporate interests, such as meeting earnings targets, rather than their own. [read post]
13 May 2010, 8:16 am by Joe Consumer
These counsel, by the way, are hired at no cost to the taxpayer and their work often results in states recovering billions of dollars from corporate wrongdoers. [read post]
8 Apr 2008, 12:05 pm
.; Citigroup Global Markets; Lehman Brothers; Merrill Lynch, Pierce, Fenner & Smith; Morgan Stanly & Co.; and RBC Dain Rauscher. [read post]
16 Jul 2018, 7:32 am by Staff Attorney
In 2008, Reynolds was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. [read post]
7 Dec 2009, 10:54 am by Page Perry LLC
Most investors who have lost money in Lehman principal-protected notes purchased through UBS, Merrill Lynch or other Wall Street firms appear to have strong claims to recover their losses. [read post]
22 Sep 2008, 11:55 am
  Brands like CITI, MERRILL LYNCH, JP MORGAN, GOLDMAN SACHS, UBS, MORGAN STANLEY and AIG all lost ground over last year - and in the midst of this market correction, it’s a safe bet that these brands will continue to lose value over the next year. [read post]
15 Sep 2008, 7:28 am
It provides a heck of a rundown of the current problems which include Merrill Lynch, Lehman, A.I.G., Washington Mutual (the nation's largest saving and loans); and let's not forget Freddie Mac, Fannie Mae, and Bear Stearns. [read post]
20 Apr 2007, 1:23 pm
Those meetings include Wells Fargo and Merck on April 24; Wyeth, Lockheed Martin, Capital One, and Valero Energy on April 26; and Abbott Laboratories, AT&T, and Merrill Lynch on April 27. [read post]
21 Aug 2014, 2:24 pm by Kelly Phillips Erb
Bank of America Corporation (BoAC) will pay $16.65 billion to settle claims against Bank of America and its related parties (including including Countrywide Financial Corporation and Merrill Lynch). [read post]
13 May 2010, 12:55 pm by Page Perry LLC
Merrill Lynch, Citigroup and Deutsche Bank issued the largest dollar amount of CDOs during that time period, while J.P. [read post]
28 May 2021, 12:19 pm by Silver Law Group
  Jason Anderson   Merrill Lynch, Pierce, Fenner & Smith Incorporated   LPL Financial LLC   Solomon Apprey   Pruco Securities, LLC   AXA Advisors, LLC   Ronald Bartsch   Union Capital Company   Liberty Partners Financial Services, LLC   Spyridon Chandrinos   Millennium Advisors, LLC   Nelson Polun   Wells Fargo Clearing Services, LLC   Merrill Lynch, Pierce, Fenner & Smith Incorporated… [read post]
22 Sep 2023, 2:24 pm by Alan Rosca
From 2012 to 2015, Stratman reportedly was registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated, in Torrance, California. [read post]