Search for: "Morgan Stanley"
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21 Aug 2008, 1:29 pm
Massachusetts Attorney General Martha Coakley recently announced a settlement with Morgan Stanley & Company (“Morgan Stanley”) to resolve allegations that Morgan Stanley sold high risk auction rate securities (ARS) to Massachusetts municipalities and presented the securities as safe investments.Under the settlement, Morgan Stanley will identify and repay the Massachusetts towns and cities that… [read post]
23 Oct 2020, 3:00 pm
Have you suffered losses in your Morgan Stanley account due to misconduct by your broker? [read post]
13 Jul 2018, 6:48 am
Morgan Stanley previously repaid the four advisory clients in full plus interest. [read post]
22 Jun 2012, 12:36 pm
Those structured products include Morgan Stanley Basket Opportunity Exchangeables (Morgan Stanley BOXES), Morgan Stanley Broad Index Guarded Equity Linked Securities (Morgan Stanley BRIDGES), Morgan Stanley Commodity Index Preferred Securities (Morgan Stanley COMPS), Morgan Stanley Equity-Linked Securities with Lock-in Protection (Morgan Stanley… [read post]
18 Aug 2014, 7:01 am
Morgan Stanley & Co. [read post]
27 Nov 2019, 8:23 am
The Morgan Stanley financial advisor apparently believed he had the ability to time the market and aggressively placed unsuitable bets on the market’s direction. [read post]
4 Oct 2011, 8:10 am
The price of a credit default swap on Morgan Stanley represents the price demanded to insure its debt against default. [read post]
24 Aug 2021, 12:25 pm
Levine’s alleged Bitcoin scam, and you were a client of his and Morgan Stanley, you could have a viable claim to pursue against Morgan Stanley. [read post]
22 May 2020, 10:53 am
Morgan Stanley, without admitting or denying the wrongdoing, agreed to pay $5 million to settle the SEC charges. [read post]
1 Nov 2017, 11:28 am
Morgan Stanley, through its predecessor firm Citigroup Global Markets, Inc. [read post]
15 Jan 2007, 12:42 pm
The regulator also contended in its complaint against Morgan Stanley that the firm regularly destroyed millions of e-mail messages by overwriting its backup tapes and by allowing employees to delete messages. [read post]
2 Nov 2017, 1:59 pm
Yesterday, a Financial Industry Regulatory Authority (FINRA) arbitration panel in Boca Raton, Florida awarded Malecki Law attorneys $397,823.00 for principal investment losses against Morgan Stanley & Co., LLC. [read post]
15 Feb 2018, 3:15 am
The judgment in favor of Morgan Stanley was affirmed. [read post]
15 Feb 2018, 3:15 am
The judgment in favor of Morgan Stanley was affirmed. [read post]
8 Apr 2010, 3:40 am
To Morgan Stanley "Research" Analyst Evan Calio: Evan Calio Back in the day as the criminal CFO of Crazy Eddie, some of our staunchest defenders were gullible Wall Street research analysts like you. [read post]
12 May 2010, 6:54 am
Shares in Morgan Stanley tumbled after The Wall Street Journal reported that federal prosecutors are looking into several mortgage-based investments the firm created. [read post]
26 Sep 2017, 6:32 am
Morgan Stanley consented to the findings but did not admit or deny the charges. [read post]
23 Aug 2019, 2:07 am
In a recent federal court case, a former Morgan Stanley employee alleged that he had been wrongfully terminated when Morgan Stanley learned that the Navy had called him for at least six months of active duty. [read post]
14 Aug 2020, 10:21 am
FINRA sanctions Morgan Stanley after broker allegedly churns customer accounts. [read post]
5 Feb 2010, 9:19 pm
Among the defendants: Morgan Stanley, Morgan Stanley DW Inc. [read post]
