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18 Aug 2008, 3:31 am
As I will be describing in this blog post, Utah Attorney General Mark Shurtleff sold out the integrity of his office, as the chief legal officer of the state of Utah, for a mere $5,000 campaign contribution as a favor to Overstock.com (NASDAQ: OSTK).Here is what happened:The Utah Attorney General's Office invited me to make a presentation at its 14th Annual White Collar Crime ConferenceIn August 2007, the Deputy Attorney General Richard Hamp invited me to appear at the Utah Attorney… [read post]
26 Oct 2018, 8:48 am
., listed its shares on Nasdaq Global Select Market (“Nasdaq”), under the symbol AFIN effective July 19, 2018. [read post]
28 Dec 2016, 6:21 am
In November 2015, a $26.5 million settlement between investors and Nasdaq for the buggy IPO was approved by the federal district court in Manhattan.Damages deferred. [read post]
7 Aug 2021, 4:45 am
A Goal for All Today [August 6, 2021], the Commission approved rule changes proposed by The Nasdaq Stock Market LLC (“Nasdaq” or the “Exchange”) relating to board diversity. [1] One will offer certain listed companies free access, for a limited time, to a board recruitment service with access “to a network of board-ready diverse candidates. [read post]
10 Apr 2020, 6:37 am
Invesco KBW Premium Yield Equity REIT ETF (NASDAQ:KBWY) Recovery of investment losses in Invesco KBW Premium Yield Equity REIT ETF (Nasdaq KBWY) Have you suffered losses investing in Invesco KBW Premium Yield Equity REIT ETF (Nasdaq KBWY)? [read post]
10 Apr 2020, 7:14 am
Invesco KBW High Dividend Yield Financial ETF (NASDAQ:KBWD) Recovery of investment losses in Invesco KBW High Dividend Yield Financial ETF (Nasdaq KBWD) Have you suffered losses investing in Invesco KBW High Dividend Yield Financial ETF (Nasdaq KBWD)? [read post]
7 Dec 2021, 3:00 am
The WSJ recently reported that for the third year in a row, more money has been raised through IPOs on Nasdaq than on the NYSE – in part because of SPACs, but also partly because of a perception that Nasdaq is more focused on ESG criteria. [read post]
23 Dec 2015, 4:50 pm
In a press release dated Wednesday, KaloBios reported that the Nasdaq informed the company in a letter sent December 18 that it would be delisted from the exchange. [read post]
14 Dec 2023, 3:00 am
Largely owing to the pileup of stocks below $1, around one in six Nasdaq-listed companies is running afoul of the exchange’s rules, Nasdaq data show. [read post]
4 Feb 2009, 9:01 am
Stock exchanges like Nasdaq and the NYSE are for profit companies that have a fiduciary obligation to maximize earnings. [read post]
28 Jul 2021, 2:48 pm
Iorio Altamirano LLP is investigating potential claims involving investments in L Bonds offered by GWG Holdings (Nasdaq: GWGH). [read post]
1 May 2016, 6:32 am
On April 1, 2016 NASDAQ, along with Tanium (a leading-edge cybersecurity consultant), released a detailed survey of nonexecutive (independent) directors and C-suite executives in multiple countries (e.g., the US, UK, Japan, Germany, Denmark, and the Nordic countries) concerning cybersecurity accountability. [1] NASDAQ and Tanium wished to obtain answers to three basic questions: (1) how these executives assessed their company’s vulnerabilities to cybersecurity threat vectors;… [read post]
10 Feb 2011, 12:12 pm
The consensus among analysts is that operators like Nasdaq OMX and the CME Group need to find partners to better compete against increasingly international rivals. [read post]
23 Apr 2010, 3:35 am
Shares of SPS Commerce rose more than 13 percent in their first day trading on the Nasdaq to close at $13.60, The Associated Press reported. [read post]
18 May 2012, 2:34 pm
The Facebook $16 billion offering was the biggest I.P.O. that Nasdaq had ever listed. [read post]
16 May 2011, 9:09 am
With the Nasdaq OMX and IntercontinentalExchange dropping their joint bid, the NYSE Euronext can now focus on its preferred deal with Deutsche Börse. [read post]
28 Aug 2023, 9:16 am
Better.com endured one of the worst Nasdaq debuts imaginable. [read post]
6 May 2011, 12:47 pm
As the endgame begins, both rival bidders -- Deutsche Börse and Nasdaq and its partner, the IntercontinentalExchange -- are preparing for the NYSE Euronext shareholders meeting in July. [read post]
29 Oct 2012, 10:37 am
The New York Stock Exchange, Nasdaq and BATS Global Markets said in separate statements that they have agreed to close, after consulting with other exchanges and clients. [read post]
30 Oct 2012, 10:05 am
The New York Stock Exchange and Nasdaq will open as usual Wednesday following an unprecedented storm that flooded many parts of Manhattan and prompted widespread power failures. [read post]
