Search for: "Officer Oxley"
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2 Aug 2012, 12:33 pm
A 2011 report and recommendation from the Government Accountability Office found widespread support for anti-retaliatory protection in criminal antitrust cases, according to the bill’s sponsors. [read post]
30 Jul 2012, 9:59 pm
--Sarbanes-Oxley. [read post]
30 Jul 2012, 12:28 pm
· Filing Liberally Construed – For purposes of determining whether there has been a timely filing within the STAA’s 180-day statute of limitations, a complaint will be considered ‘‘filed’’ onthe date of postmark, facsimile transmittal, electronic communication transmittal, hand delivery, delivery to a third-party commercial carrier, in-person filing at an OSHA office—and even a telephone call. [read post]
30 Jul 2012, 8:28 am
· Filing Liberally Construed – For purposes of determining whether there has been a timely filing within the STAA’s 180-day statute of limitations, a complaint will be considered ‘‘filed’’ onthe date of postmark, facsimile transmittal, electronic communication transmittal, hand delivery, delivery to a third-party commercial carrier, in-person filing at an OSHA office—and even a telephone call. [read post]
29 Jul 2012, 5:00 pm
SOX gives litigators the benefit of 20/20 hindsight to identify minor or technical reporting mistakes as the basis for lawsuits against corporations, officers, and directors. [read post]
18 Jul 2012, 5:00 am
Of course, the real test will be whether boards of public companies will apply these broader standards to top executive officers rather than lower level employees. [read post]
12 Jul 2012, 6:23 am
Licensed financial professionals, registered with FINRA, can face a variety of legal actions that can affect their ability to change jobs or even continue in their profession. [read post]
12 Jul 2012, 6:23 am
Licensed financial professionals, registered with FINRA, can face a variety of legal actions that can affect their ability to change jobs or even continue in their profession. [read post]
5 Jul 2012, 9:39 am
The court also rejected Asadi’s arguments to extend the reach of Dodd-Frank’s whistleblower protections beyond U.S. shores on a theory that his reports implicated the provisions of the Sarbanes-Oxley Act of 2002 (“SOX”) and the FCPA. [read post]
5 Jul 2012, 5:39 am
The court also rejected Asadi’s arguments to extend the reach of Dodd-Frank’s whistleblower protections beyond U.S. shores on a theory that his reports implicated the provisions of the Sarbanes-Oxley Act of 2002 (“SOX”) and the FCPA. [read post]
27 Jun 2012, 3:56 am
., the clerk's office called to inform me that my request for an extension of time was denied. [read post]
14 Jun 2012, 7:01 pm
The SEC official said that her office has no formula for determining a whistleblower reward. [read post]
7 Jun 2012, 10:59 am
At the time, she was working in the Business Management Group of the Equities Chief Operating Officer’s office as an associate director. [read post]
5 Jun 2012, 11:43 am
SL Green is a large real estate company that owns many office buildings in New York City. [read post]
5 Jun 2012, 1:12 am
Statutory provisions such as the Sarbanes Oxley compensation clawback provisions similarly have been used to impose liability on corporate officials whose companies restate prior financials, regardless of whether the officers themselves had any actual or even alleged involvement in the circumstances that required the restatement. [read post]
1 Jun 2012, 2:09 pm
The federal Sarbanes-Oxley Act of 2002 (“SOX”) was enacted in response to a number of major corporate and accounting scandals including those affecting Enron, Tyco International, Adelphia, Peregrine Systems, and WorldCom. [read post]
1 Jun 2012, 1:09 pm
The federal Sarbanes-Oxley Act of 2002 (“SOX”) was enacted in response to a number of major corporate and accounting scandals including those affecting Enron, Tyco International, Adelphia, Peregrine Systems, and WorldCom. [read post]
1 Jun 2012, 1:09 pm
The federal Sarbanes-Oxley Act of 2002 (“SOX”) was enacted in response to a number of major corporate and accounting scandals including those affecting Enron, Tyco International, Adelphia, Peregrine Systems, and WorldCom. [read post]
1 Jun 2012, 1:09 pm
The federal Sarbanes-Oxley Act of 2002 (“SOX”) was enacted in response to a number of major corporate and accounting scandals including those affecting Enron, Tyco International, Adelphia, Peregrine Systems, and WorldCom. [read post]
30 May 2012, 11:00 am
Reacting to financial crimes such as Enron and Madoff, Congress enacted The Sarbanes Oxley Act ("SOX") whistleblower statute, which protects those who are fired in retaliation for blowing the whistle on corporation practices, which violate the securities laws. [read post]
