Search for: "Ontario Securities Commission"
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13 Jun 2012, 6:06 am
Here are the leading legal headlines from Wise Law on Twitter for Wednesday June 13, 2012: Ontario doctors take province to court over fees Fight over Quebec protest law goes before the court - 680News Supreme Court reviews first conviction under anti-terrorism act - CBC.ca 15-year-old Ottawa girls charged with human trafficking Understanding the LinkedIn Security Breach Commissioning Affidavits by Video or Skype Courting disaster: How increased digitization… [read post]
28 Sep 2010, 10:23 pm
Also, this is the only exemption that applies to both registering as a dealer with the Ontario Securities Commission and with having to file a prospectus. [read post]
7 Jun 2012, 2:45 pm
As we discussed earlier this year, one potential development may come from the Ontario Securities Commission. [read post]
10 Jun 2010, 8:05 am
Meanwhile, it appears to be business as usual at the Ontario Securities Commission (OSC) and Toronto Stock Exchange. [read post]
22 Mar 2024, 1:06 pm
But Alberta’s Human Rights Commission rejected that argument and fined the school for discrimination. [read post]
8 Mar 2010, 8:14 am
Each regulator issued an order exempting mutual fund dealers from this requirement. *** Previously issued omnibus/blanket orders Transitional relief for previously registered international dealers in respect of Canadian debt securities On September 25, 2009, the Ontario Securities Commission (OSC) issued an order, effective in Ontario and Newfoundland and Labrador, providing certain transitional relief under 31-103 to dealers formerly registered as… [read post]
7 Nov 2006, 9:29 am
Here are today's headlines:Family Law: Canadian man hopes jail means no support payments; A deadbeat jailbird's unmitigated chutzpahSupreme Court of Canada: Judges can't require criminals to provide bodily fluid samples in probation orders: Supreme Court Ontario Courts: Judge Orders Hwy. 407 To Pay Driver $50,000 In Punitive Damages Over Billing Ontario Courts: Ontario will let retired justices of the peace sit on some trialsCanada: Law Commission… [read post]
28 Jul 2010, 2:33 am
CB: The Ontario Securities Commission has a clear statutory mandate to protect investors. [read post]
12 Mar 2021, 7:58 am
Meanwhile, Alison Beer, Senior Legal Counsel at Ontario Securities Commission shared some cross-border observations and insights regarding the retail derivatives market and recent events with regard to our neighbor to the north. [read post]
30 Apr 2012, 7:31 am
Securities Commission. [read post]
7 Oct 2009, 8:13 am
Subject to Ministerial approval, NI 23-102 is intended to come into force on June 30, 2010 (with a six-month transition period), at which time Ontario Securities Commission Policy 1.9 - Use by dealers of brokerage commissions as payment for goods or services other than order execution services and Policy Statement Q-20 of the Autorité des marchés financiers will cease to apply. [read post]
28 Aug 2009, 4:00 am
” Informed shareholder approval was also the key issue in the Ontario Securities Commission's May 11, 2009 decision to allow the Neo Material Technologies Inc. shareholder rights plan to continue in force. [read post]
30 May 2012, 10:22 am
But by July 4, the tide had apparently turned, and BCE put out a press release announcing an agreement had in fact been reached.After MacIntosh’s unsuccessful attempt to get the Ontario Securities Commission to investigate, his company launched a $30-million class action on behalf of those who lost money between June 30 and July 4, alleging “misinformation” provided to the Globe by the anonymous sources breached the Securities Act and caused the… [read post]
8 Apr 2014, 8:04 am
“Sometimes when this topic is introduced one sees the audience’s collective eyes glaze over as they say, ‘Oh not again — we’ve been there, we’ve done that, things are a lot better now than they were, let’s just get on with something important,’ and yet the subject keeps coming back everywhere you look,” said Chief Justice Beverley McLachlin in her keynote address to the Canadian Corporate Counsel Association’s annual national… [read post]
14 Feb 2022, 10:13 am
Tuesday, Feb. 15, 2022 at 2:00 p.m.: The House Homeland Security Subcommittee on Transportation and Maritime Security will hold a hearing on confronting the surge of firearms found at TSA checkpoints. [read post]
18 Sep 2023, 4:00 am
… Canadian Securities LawOSC Publishes Annual Compliance Report for Dealers, Advisers and Investment Fund Managers for 2022-2023 The Ontario Securities Commission (“OSC”) recently released its annual Summary Report for Dealers, Advisers and Investment Fund Managers (the “Report”), prepared by the Compliance and Registrant Regulation Branch, for the 2022-2023 fiscal year. [read post]
2 Feb 2015, 11:10 am
”The long-running case relates to Groia’s defence of client John Felderhof, a Bre-X officer and director, in proceedings launched by the Ontario Securities Commission. [read post]
27 Jan 2015, 1:08 pm
He’s acted for the Ontario Securities Commission, the LCBO, and the Law Society of Upper Canada, as well as handling departures from law firms. [read post]
28 Nov 2013, 1:01 pm
Felderhof was well founded and necessary to the defense, given the unfair prosecution and conduct of and by the Ontario Securities Commission both before and during Phase 1 of the trial. [read post]
20 Sep 2019, 9:30 pm
From In Custodia Legis, a guest post by Ryan Reft on "Federal Courts, Judge Gerhard Gesell, and the Security State. [read post]
