Search for: "PORTFOLIO ONE, LLC" Results 421 - 440 of 1,107
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18 Oct 2017, 5:00 am by John Jascob
Although disclaiming any interest in the outcome of the claims underlying the dispute, NASAA filed a joint amicus brief with the North Carolina Secretary of State, arguing that the case’s foundational jurisdiction issues directly implicate the Secretary of State’s ability to enforce the North Carolina Securities Act (NNN Durham Office Portfolio 1, LLC v. [read post]
22 Dec 2013, 9:01 pm
He can be reached at (602) 522-0065 or neilchurney@johnsoncapital.com.Founded in 1987, Johnson Capital is one of the country’s top real estate capital advisory firms with eighteen locations nationwide. [read post]
8 May 2014, 3:08 pm by D. Daxton White
Many investors, especially those with portfolios over-concentrated in the funds, incurred devastating losses. [read post]
15 May 2012, 2:43 am by Andrew Lavoott Bluestone
The affidavit of the plaintiff's process server constitutes prima facie evidence of proper service (see Matter of Perskin v Bassaragh, 73 AD3d 1073; Prospect Park Mgt., LLC v Beatty, 73 AD3d 885; Pezolano v Incorporated City of Glen Cove, 71 AD3d 970, 971; Cavalry Portfolio Servs., LLC v Reisman, 55 AD3d 524, 525; Jefferson v Netusil, 44 AD3d 621). [read post]
5 Jul 2011, 1:47 am by Andrew Lavoott Bluestone
The affidavit of the plaintiff's process server constitutes prima facie evidence of proper service (see Matter of Perskin v Bassaragh, 73 AD3d 1073; Prospect Park Mgt., LLC v Beatty, 73 AD3d 885; Pezolano v Incorporated City of Glen Cove, 71 AD3d 970, 971; Cavalry Portfolio Servs., LLC v Reisman, 55 AD3d 524, 525; Jefferson v Netusil, 44 AD3d 621). [read post]
6 Jan 2016, 3:48 am by Patricia Klusmeyer
Respondents consented to the entry of a cease and desist order and to a censure, except for one of the respondents. [read post]
12 Apr 2008, 8:45 am
According to a regulatory filing on March 31, the latest move serves to cushion the Liquid Reserves Portfolio from securities issued by Axon Financial Funding Ltd. and Issuer Entity LLC. [read post]
21 Jun 2023, 11:54 am by The White Law Group
 The PIMCO Total Return ETF overvalued its portfolio due to the odd lot strategy, according to the SEC. [read post]
26 Nov 2018, 2:38 am by Franklin C. McRoberts
” On August 12, 2013, Gallinaro, acting as general partner of Regent, entered into a contract of sale with Brooklyn Portfolio, LLC (“Brooklyn Portfolio”), to sell Regent’s nine properties for $5.9 million. [read post]
29 Jan 2024, 11:50 pm by wadminw
Whether we’re reviewing new online casinos in Canada or well-established ones, we focus on game selection quality, assessing portfolio size, providers, and variety. [read post]
22 Mar 2012, 2:45 pm by Harrison
Underwritten in 2007, by August of 2008, according to Fitch as reported by Reuters, “96.8% of the portfolio [was] rated below investment grade, including 89.2% of the portfolio rated ‘CCC+’ or below. [read post]
16 May 2011, 12:27 pm by Adrian Lurssen
" View Sedgwick portfolio>>- Miller Starr Regalia"For more than 45 years, Miller Starr Regalia has had a well-established reputation as one of the leading real estate firms in California. [read post]
2 Jan 2014, 9:15 am
Small Business Capital Corp., Mark Feathers; Investors Prime Fund, LLC; and SBC Portfolio Fund, LLC.Case number: 12-cv-3237 (United States District Court for the Northern District of California)Case filed: June 21, 2012Qualifying judgment/order: November 6, 2013 11/21/2013 02/19/2014 2013-105 SEC v. [read post]
12 Apr 2023, 8:25 am by paperstreet
A lot of hedge funds have superior research capabilities, research departments, superstar portfolio managers, and they employ complex strategies to generate high returns. [read post]
28 Sep 2013, 6:08 am by Adam Weinstein
  For example, Frazier recommended that six customers allocate 100%, and one customer allocate 54%, of their annuity assets in a speculative emerging markets portfolio. [read post]
6 Dec 2018, 10:11 am by Staff Attorney
(Ameriprise) has been subject to six customer complaints, one criminal matter, and one tax lien in his career. [read post]
25 Aug 2017, 4:00 am by Biglaw Investor
It doesn’t matter if you’ve formed a corporation or an LLC. [read post]