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5 Nov 2021, 5:49 am
Peirce, U.S. [read post]
23 Mar 2023, 7:19 am
(Hester Peirce, SEC). [read post]
1 Oct 2021, 5:54 am
Peirce, U.S. [read post]
15 Nov 2019, 9:57 am
Here, the answer quotes a Congressman who accused the Commission of "regulation by enforcement" rather than by clear guidelines, an approach which was also been criticized by Commissioner Peirce. [read post]
6 Oct 2021, 5:27 am
Other Commissioners, such as Commissioner Hester Peirce, have previously called for the SEC to approve virtual currency ETPs while also questioning whether these proposed ETPs have been treated differently by the Commission than older ETPs focused primarily on more traditional investments such as precious metals.Gensler has recently suggested that the Investment Company Act might be the proper legal regime for virtual currency-themed ETFs, a subset of ETPs. [read post]
12 Jul 2016, 6:41 am
Securities and Exchange CommissionMatthew Furman, Executive Vice President and Group General Counsel, Willis GroupCraig Goettsch, Director of Investor Education and Consumer Outreach, Iowa Insurance DivisionWilliam Lee, Senior Vice-President and Chief Investment Officer, New York-PresbyterianHester Peirce, Senior Research Fellow, Mercatus Center at George Mason UniversitySusan Ferris Wyderko, President and CEO, Mutual Fund Directors ForumThe Investor Advisory Committee’s next meeting… [read post]
14 Sep 2021, 11:07 am
Commissioner Hester Peirce focused on the potential for technology advances to create investor opportunities. [read post]
4 Apr 2022, 6:42 am
The staff states that because of those risks, affected companies should record a liability and corresponding asset on their balance sheets at fair value.Commissioner Hester Peirce criticized the SAB, not because of the accounting determination which she believes may be appropriate, but because of the way the SEC is making the change. [read post]
15 Sep 2022, 5:00 am
Commissioner Peirce supported addressing the problems in the Treasuries market but did not necessarily back the proposed solution. [read post]
1 Aug 2022, 5:30 am
Commissioners Peirce and Uyeda dissented, objecting to what Peirce called dramatic change of course with little justification; both commissioners also pointed to the 30-day comment period, which overlapped the major December holidays.NAM sues. [read post]
21 Sep 2021, 6:13 am
SEC Commissioner Hester Peirce has also taken a cautionary note about banning PFOF, instead voicing support for mandating better disclosure of the practice. [read post]
8 Oct 2020, 7:11 am
Peirce praised the staff for providing clear guidelines in an area that heretofore has relied on ad hoc approach based on guideposts gleaned from no-action letters and enforcement actions. [read post]
16 Jun 2021, 6:46 am
Commissioners Hester Peirce and Elad Roisman released a statement questioning the makeup of the agenda. [read post]
22 Jul 2021, 6:13 am
In contrast, CFTC Commissioner Brian Quintenz and SEC Commissioner Peirce believe that current regulations are enough.The Archegos collapse caused several banks severe losses when they were caught unaware by the amount of Archegos’ swap exposure and did not have risk management measures in place sufficient to respond to the crisis. [read post]
13 Feb 2012, 3:00 am
We have posted recently on the New York law on piercing the corporate veil, since New York law continues to be the central law one sees in international litigations in the U.S., and veil piercing could be expected to be a particularly challenging and important issue in connection with non-U.S. nationals or entities. [read post]
11 Sep 2007, 1:05 am
The Housing Court just came down with a troubling decision, piercing the corporate veil of a real estate investor: City of Springfield Code Enforcement v. [read post]
1 Mar 2022, 6:28 am
Commissioner Peirce in her dissent characterized the proposed rules as a “sea change. [read post]
24 Aug 2021, 6:12 am
Commissioners Hester Peirce and Elad Roisman were none too pleased with the SEC’s action here, questioning whether it might be part of a troubling pattern of unwinding actions taken by the last Administration. [read post]
11 Feb 2022, 3:24 am
Commissioner Peirce, who doesn’t share the view that information asymmetry is a problem in this context, issued a dissenting statement. [read post]
25 Feb 2018, 6:46 am
Additionally, with the December 2017 Senate confirmation of President Trump’s commissioner nominees—former congressional aide Hester Peirce (Republican) and New York University School of Law professor Robert Jackson Jr. [read post]
