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3 May 2019, 7:56 am
Experts included Neil Johnson, Managing Partner at Lawrence, Evans & Co, LLC; Dave Philipp, Managing Director at Crestline Investors, Inc.; Todd Roland, Principal at GCM Grosvenor; and Brian Yoon, Principal at Corbel Capital Partners. [read post]
11 Jun 2013, 5:30 am
©2013 Amaxx Risk Solutions, Inc. [read post]
12 May 2009, 5:49 am
Both men acted as middlemen, or placement agents, who received payments from private-equity and hedge-fund firms for helping secure contracts to manage pension-fund money. [read post]
15 Sep 2017, 11:51 am
Barclays Capital Inc., for alleged anti-fraud violations based on alleged overbilling of advisory fees and excess mutual fund sales charges, which resulted in $97 million monetary relief. [read post]
26 Mar 2011, 9:47 pm
STMicroelectronics Inc. [read post]
29 Sep 2014, 6:37 am
Oriana House, Inc. v. [read post]
29 Nov 2012, 5:09 am
Inc. [read post]
14 Jun 2011, 1:02 pm
In the Janus Capital case, investors in a collection of mutual funds sued the Janus Investment Fund and the funds' investment advisor, Janus Capital Management (JCM), alleging that the mutual funds were managed in a way that was not consistent with what was reported in their prospectuses, which resulted in a loss to investors. [read post]
15 Oct 2019, 4:58 am
According to our investigation Kalos Capital, Inc. [read post]
7 Sep 2012, 12:25 pm
Dynasty, Inc., d/b/a Boom Boom Room Studio 54 and the South Carolina Uninsured Employers’ Fund, and the full opinion is here. [read post]
9 Feb 2024, 6:30 am
Skiadopoulos (Queen Mary University of London and the University of Piraeus), on Thursday, February 8, 2024 Tags: ESG, ESG alpha, SASB, Stock performance, Sustainability Accounting Standards Board Global Proxy Voting Policy for Vanguard-advised funds Posted by John Galloway, Vanguard, Inc., on Thursday, February 8, 2024 Tags: Board composition, Board oversight, boards, executive pay, Proxy voting, Shareholder rights, Vanguard [read post]
9 Feb 2024, 6:30 am
Skiadopoulos (Queen Mary University of London and the University of Piraeus), on Thursday, February 8, 2024 Tags: ESG, ESG alpha, SASB, Stock performance, Sustainability Accounting Standards Board Global Proxy Voting Policy for Vanguard-advised funds Posted by John Galloway, Vanguard, Inc., on Thursday, February 8, 2024 Tags: Board composition, Board oversight, boards, executive pay, Proxy voting, Shareholder rights, Vanguard [read post]
5 Nov 2014, 9:17 am
TASC is an acronym for the Treatment Assessment Screening Center, Inc. [read post]
2 Nov 2009, 8:32 am
Oakmark Funds under management by Harris grew rapidly during those years. [read post]
30 Oct 2012, 5:03 pm
Morgan Keegan is now part of Raymond James Financial Inc. [read post]
16 Dec 2020, 9:00 pm
A public-private initiative on food safety has closed after almost a decade. [read post]
23 Jun 2022, 7:13 am
The Bankruptcy Court in the case of In re Grand Prix Associates, Inc., et al., 2009 WL 1410519 (Bankr. [read post]
31 Mar 2013, 4:00 am
The New York State Common Retirement Fund is an investor in DeltaPoint through the In–State Private Equity Program. [read post]
23 Mar 2013, 4:26 pm
The allegations were reported in a whistleblower lawsuit filed by one of the nursing home manager’s former employees, who will now receive $405,000 per the Qui Tam provisions of the act, which not only lets private citizens sue for Medicare and Medicaid fraud on the US government’s behalf but also allows them to receive a percentage of any recovery. [read post]
11 Feb 2015, 7:04 am
Also mentioned as a manager of the fund was Scott Stephan (Stephan). [read post]
