Search for: "R. A. Stanley"
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18 Nov 2011, 2:17 pm
Written by Jay Gould On Wednesday, November 16, 2011, the SEC charged Morgan Stanley Investment Management (“MSIM”) with violating securities laws in a fee arrangement that costs a fund and its investors approximately $1.8 million in sub-adviser fees. [read post]
2 Aug 2010, 11:16 pm
Morgan Stanley DW Inc. [read post]
4 Oct 2013, 1:05 pm
According to Murphy’s BrokerCheck Report, he worked as both a broker and financial adviser for Morgan Stanley DW from June 1983 through May 2007, Morgan Stanley & CO from April 2007 through June 2009, and Morgan Stanley from June 2009 through May 2013. [read post]
27 Nov 2017, 10:51 am
After its creation inHowever, last month, Morgan Stanley announced it was withdrawing from the protocol. [read post]
7 Jun 2013, 10:31 am
Continue reading »Follow Above the Law on Twitter or become a fan on Facebook.Tags: Attorney Misconduct, Boutique Law Firms, Cincinnati, Judge Susan Dlott, Lawyer of the Day, Legal Ethics, Litigators, Ohio, Plaintiffs Firms, Plaintiffs' lawyers, Politics, Roxanne Qualls, Small Law Firms, Stan Chesley, Stanley Chesley, Stanley M. [read post]
8 May 2020, 6:31 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5218/securities-industry-commentator/New York Stock Exchange to partially reopen May 26, with 'vital new safety measures,' president says (Bloomberg by Yun Li)Wall Street Heavyweights Are Sounding Alarm About Stocks (Bloomberg by Katherine Burton, Melissa Karsh, and Sophie Alexander)Post-coronavirus, Morgan Stanley, Goldman Sachs could… [read post]
6 Mar 2020, 1:30 am
Morgan Stanley Smith Barney LLC, Defendant (Final Approval Order, United States District Court for the Northern District of California)Justice Department Wins Historic Arbitration of a Merger Dispute / Novelis Inc. [read post]
24 Jun 2009, 10:54 am
Plus a shout out to Lowell "The Hammer" Stanley...I remember him from late nights watching TV in college.Visit msnbc.com for Breaking News, World News, and News about the Economy [read post]
15 May 2014, 1:40 pm
R. [read post]
15 May 2014, 1:40 pm
R. [read post]
20 Aug 2014, 11:54 am
According to reports, a former Morgan Stanley broker was ordered to repay almost $1 million in a promissory note case but managed to prevail on a counterclaim and was awarded $100,000 in damages. [read post]
12 Mar 2018, 3:13 pm
Friedman denied a motion by Morgan Stanley ABS Capital I Inc. [read post]
8 May 2012, 6:30 am
As Dealbook observes, all told, Morgan Stanley would have to come up with $7.2 billion in collateral if Moody's downgrades its credit rating three notches. [read post]
28 Dec 2011, 7:05 am
CanadaCrown approves charges against Vancouver Stanley Cup rioters, The Globe and MailFour fatal B.C. shootings not related: police, The Globe and MailToronto man facing drug charges after downtown police chase, Toronto StarUnited StatesBP not negligent in Alaska oil spill: judge, ReutersDivided appeals court vacates murder conviction, ReutersInternationalThai court jails firebrand 'red shirt,' then releases on bail pending appeal, ReutersEgypt's Mubarak back in court in… [read post]
24 Dec 2009, 6:38 am
The article, entitled, "Stanley Lubman: Business in China: What Does ‘Playing by the Rules’ Mean? [read post]
9 Apr 2008, 5:14 pm
Prior to joining Citi in 2005, Tan was with Morgan Stanley for eight years. [read post]
5 Oct 2020, 3:12 pm
Hill Street, Los Angeles, will implement the following change: Newly Appointed Judge Lee R. [read post]
4 Sep 2008, 12:06 pm
Jack Stanley, the former chief executive of KBR Inc. [read post]
20 Jun 2019, 1:56 pm
Today's blog features a sad and disturbing case in which an elderly Morgan Stanley customer appears to have been the victim of elder abuse. [read post]
19 Dec 2018, 12:05 pm
It's a demand by public customers for $7.8 million in damages from Morgan Stanley Smith Barney and Wells Fargo Advisors. [read post]
