Search for: "Reliance Financial Corporation"
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24 Mar 2020, 10:15 am
While, at face value, Alaska’s rainy day fund reserves appear strong, the state’s finances have been severely impacted by the decline in oil prices due to Alaska’s heavy reliance on severance tax revenue. [read post]
19 Mar 2020, 2:12 pm
They statements were instead “expressions of general corporate optimism. [read post]
18 Mar 2020, 1:46 pm
Delaware Corporate law can only reach matters that are internal to the corporation. [read post]
17 Mar 2020, 1:27 pm
auHash=zrsDVFen7QmUL6Xou7EIHYov4Y6IfrRTjW3KPSVukQs Financial Industry Regulatory Authority (“FINRA”) FINRA has taken a number of steps to provide guidance and relief to the industry. [read post]
16 Mar 2020, 1:54 pm
The court granted the motion for reconsideration on scienter grounds and dismissed the claims against the underwriter, without addressing the reliance argument. [read post]
16 Mar 2020, 12:43 pm
The financial effects of the COVID-19 pandemic and containment efforts has many businesses flailing to reconfigure their staffing and other business models even as Congress is preparing to impose paid COVID related leave mandate on employers with less than 500 employees. [read post]
13 Mar 2020, 1:00 am
New FINRA Guidance on Pandemic RisksMatt KellyRadical Compliance Another day, another gumdrop of guidance from financial regulators that’s worth reading for the whole compliance community. [read post]
11 Mar 2020, 7:24 pm
Requirements of an Effective Anti-Reliance Clause: Many cases have been highlighted on these pages that address the consequential legal principles that determine whether the exact wording of an anti-reliance clause will be sufficient to bar claims based on extra-contractual statements. [read post]
11 Mar 2020, 6:47 pm
This post was prepared by Frank Reynolds, who has been following Delaware corporate law, and writing about it for various legal publications, for over 30 years. [read post]
5 Mar 2020, 2:03 am
In addition to providing filing relief to certain companies, the SEC’s press release reminds companies of their disclosure obligations: For example, where a company has become aware of a risk related to the coronavirus that would be material to its investors, it should refrain from engaging in securities transactions with the public and to take steps to prevent directors and officers (and other corporate insiders who are aware of these matters) from initiating such transactions until… [read post]
1 Mar 2020, 7:45 pm
Copper Mesa Mining Corporation. [read post]
20 Feb 2020, 6:31 am
CPE cautioned that any alignment effort would have to consider the challenges of process issues, particularly the issues of causation, reliance, sovereign immunity, and remedy. [read post]
18 Feb 2020, 12:57 pm
There has been some, but really not much, effort to report on what had become one of the great networking and narrative controlling events in the West for the "security" crowd--the Munich Security Conference, whose 56th meeting was recently held. [read post]
18 Feb 2020, 9:20 am
UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF OHIO WESTERN DIVISION In Re SAVAN THACH Debtor : : : : : : Case No. 19-10514 Chapter 13 Judge Hopkins ORDER DIRECTING ATTORNEYS H. [read post]
14 Feb 2020, 4:00 am
”The District Court finds that the carrier's reliance on Buttermore v. [read post]
13 Feb 2020, 3:19 am
The deregulation and rules of financial vehicles that offer low to no tax rates like IRAs, Roth IRAs, annuities, life insurance policies, and more are continuously amended, mostly in the economic favor of the government or corporations offering the financial options. [read post]
12 Feb 2020, 7:52 pm
A Decision Tree to identify documents pertaining to financial derivatives might first determine whether or not a document contained the word “swap. [read post]
3 Feb 2020, 3:33 pm
The Court observed that the 1933 Act on the other hand provides expansive, “virtually absolute” liability under for corporate issuers for even innocent material misstatements. [read post]
22 Jan 2020, 7:41 am
., LL.M.The federal district court in Manhattan has allowed a securities class action to go forward against CBS Corporation and former CEO Leslie Moonves for alleged misstatements to the media concerning the company’s efforts to address workplace sexual misconduct. [read post]
17 Jan 2020, 8:19 am
Article prepared by and republished courtesy of our colleagues Christine Daya, Thomas M DeButts, Danish Hamid, Sarah E. [read post]
