Search for: "SECTION 13 OFFICER"
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9 Jan 2012, 6:22 pm
Chapter 13 bankruptcy is about paying creditors back, including the IRS. [read post]
8 Jul 2009, 2:41 am
Investors of iShares Trust, (“iShares”), a investment management company, filed a federal class-action lawsuit against the company and certain of its directors and officers alleging, among other things, violations of Section 80a-13 of the Investment Company Act of 1940 (the “ICA”) as a result of iShare’s investment of 11 percent of a corporate bond fund, approximately $400 million of the fund’s total net assets,… [read post]
31 Mar 2010, 11:00 am
The event (we have applied for 2 ethics credits) will be on April 13 from 4-6pm at Holland & Hart at 555 Seventeenth Street, Suite 3200, Denver, CO. [read post]
22 Oct 2009, 3:11 am
The Associated Press State & Local Wire, October 22, 2009 Thursday 2:01 AM GMT, , STATE AND REGIONAL, 110 words, Retired NYPD officer arrested in wife shooting, MIDDLE ISLAND N.Y.NY Wife Shooting; Crime,LawNEW YORK, USA (93%) 2. [read post]
23 Mar 2010, 6:09 am
So the notion of a new "Office of Investor Advocate" - which would be created under Section 914 of the Dodd bill - seems redundant to me since the entire SEC is supposed to essentially be part of that office already. [read post]
13 Apr 2007, 12:12 pm
Hearing at Ozark on Nov. 13, 2006. [read post]
27 Aug 2009, 10:55 am
” Allowing Dreiling to extend Section 13(d) to this sort of behavior would “eviscerate[] the Supreme Court’s narrow interpretation of Section 16(b)’s reach. [read post]
13 Feb 2009, 9:54 am
NLRB Law Memo 02/13/2009 by LawMemo - First in Employment Law. [read post]
4 May 2009, 6:58 am
A retired New York City police officer was ...... [read post]
13 Oct 2017, 6:45 am
Chan, University of Hong Kong, and Jeong Hwan Joo, University of Hong Kong, on Friday, October 13, 2017 Editor's Note: Gary C. [read post]
22 Dec 2006, 2:09 am
If we become aware of such actions, they will be posted separately:
2006 CHAPTER LIST
CHAPTER
Bill No.
Title744
S7431A
FARLEY -- Relates to registration of mortgage loan originators 743
S6964A
MORAHAN -- Obtains treatment services for exposure to toxic materials or harmful physical agents and establishes a task force to study the effects of the exposure… [read post]
30 Sep 2011, 4:40 pm
For reference, here is the relevant part of Rule 13, in all of its "legalese" glory: (1) With respect to an appeal hearing that involves a review of a determination of the department which results in a denial or revocation under section 303(1)(d), (e), or (f) or (2)(c), (d), (e), or (f) of the act, all of the following provisions apply: (a) The hearing officer shall not order that a license be issued to the petitioner unless the petitioner proves, by clear and… [read post]
13 Mar 2014, 3:28 pm
Stadler separately consented to an SEC order barring him from acting as an officer or director and requiring him to pay a $100,000 penalty and cease and desist from committing or causing any violations and any future violations of Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a), 13(b)(2)(A), 13(b)(2)(B), and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-11, 13a-13, 13a-14,… [read post]
9 Mar 2016, 12:30 pm
The company concealed that the order was for a mere $10 worth of sensors for the customer to review as samples.Without admitting or denying the SEC’s charges, Uni-Pixel consented to entry of a final judgment permanently enjoining it from violating Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a), and 13(b) of the Securities and Exchange Act of 1934 as well as Rules 10b-5, 12b-20, 13a-1, 13a-11, and 13a-13. [read post]
6 Nov 2017, 1:52 pm
The law enforcement officer shall follow these procedures:The law enforcement officer shall transport the defendant to the police station or such other place as the law enforcement officer shall determine is proper. [read post]
30 Sep 2009, 3:04 am
The New York Times, September 30, 2009 Wednesday, Late Edition - Final, Section A; Column 0; Metropolitan Desk; Pg. 28, 283 words, Officer Passed Blood-Alcohol Test 7 Hours After Fatal Accident, By CHRISTINE HAUSER... [read post]
6 Dec 2023, 3:13 pm
Previously, Brenner was the associate director of the EEOC’s Office of Communications and Legislative Affairs for 13 years, an attorney in the EEOC’s Office of Legal Counsel, and an attorney-advisor in the agency’s Office of Field Programs. [read post]
23 Mar 2009, 10:29 pm
Contact our California Drug Defense Law Offices immediately if you are charged with transportation. [read post]
27 Nov 2020, 7:36 am
You can also contact my office to schedule a time discuss the details of your divorce case. [read post]
8 Jun 2007, 12:59 am
The firm has also opened a slew of new offices. [read post]
