Search for: "SECURITIES AND EXCHANGE COMMISSION"
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25 Mar 2024, 2:51 pm
Securities and Exchange Commission is seeking fines and penalties totaling $2 billion in its case against Ripple Labs over sales of the cryptocurrency XRP, the company’s chief legal officer said in a social media post. [read post]
25 Mar 2024, 12:01 pm
The draft technical standards are submitted to the European Commission (Commission) for adoption. [read post]
25 Mar 2024, 10:41 am
On March 6, 2024, by a party-line vote of 3-2, the US Securities and Exchange Commission (SEC) adopted final rules (entitled “The Enhancement and Standardization of Climate-Related Disclosures for Investors”) requiring most public companies to disclose climate-related information in registration statements and annual reports filed with the SEC. [read post]
25 Mar 2024, 10:01 am
Commission Implementing Regulation (EU) 2024/910 of 15 December 2023 laying down implementing technical standards (ITS) for the application of the UCITS Directive with regard to the form and content of the information to be notified in respect of the cross-border activities of UCITS, UCITS management companies, the exchange of information between competent authorities on cross-border notification letters, and amending Commission Regulation (EU) No 584/2010. [read post]
25 Mar 2024, 6:00 am
On March 6, 2024, by a party-line vote of 3-2, the US Securities and Exchange Commission (SEC) adopted final rules (entitled “The Enhancement and Standardization of Climate-Related Disclosures for Investors”) requiring most public companies to disclose climate-related information in registration statements and annual reports filed with the SEC. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
24 Mar 2024, 11:08 am
The case is now known as In Re: Securities and Exchange Commission, The Enhancement and Standardization of Climate-Related Disclosures for Investors, Issued on March 6, 2024, J.P.M.L., MCP No. 180, consolidation order issued 3/21/24. [read post]
24 Mar 2024, 6:30 am
Yet the Securities and Exchange Commission (SEC) wants a sweeping expansion of its custody rule, which currently covers funds and securities managed by investment advisers. [read post]
24 Mar 2024, 6:30 am
Yet the Securities and Exchange Commission (SEC) wants a sweeping expansion of its custody rule, which currently covers funds and securities managed by investment advisers. [read post]
23 Mar 2024, 11:29 am
• ParticipantsThe following may send representatives, without the right to vote and at the charge of their corresponding administrative budgets:- Parliamentary Assembly of the Council of Europe;- Congress of Local and Regional Authorities of the Council of Europe;- European Court of Human Rights;- Commissioner for Human Rights of the Council of Europe;- Conference of INGOs of the Council of Europe;- Eurimages;- European Audiovisual Observatory;- Committees or other bodies of the Council of… [read post]
23 Mar 2024, 6:30 am
Securities and Exchange Commission. [read post]
23 Mar 2024, 6:30 am
Securities and Exchange Commission. [read post]
22 Mar 2024, 1:42 pm
Investing in a purportedly for-profit public company does not fit comfortably within the usual definitions of either a bribe or a campaign contribution, and falls primarily under the regulatory purview of a completely different agency (the Securities and Exchange Commission), which is understandably not accustomed to the task of regulating mechanisms for funneling cash to potential future presidents. [read post]
22 Mar 2024, 11:23 am
The vote caps off a 2 ½-year saga to take Truth Social public that included charges of insider trading and a fine to settle a Securities and Exchange Commission investigation. [read post]
