Search for: "Securities Investor Protection Corporation"
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25 Apr 2012, 10:25 am
The Securities and Exchange Commission’s (“SEC”) mission is “to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. [read post]
6 Nov 2006, 6:46 am
As chapter eight explains, when the market reopened in December, a vigorous bull market followed by the federal government's Liberty Bond drives created the third and final stage of market development and brought the first federal attempts to regulate securities to protect the investor-as-consumer. [read post]
30 May 2007, 4:57 pm
Supreme Court opposing investors seeking recovery for securities fraud. [read post]
16 Oct 2023, 7:08 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
26 Apr 2018, 1:00 pm
Janice DenoncourtIn the aftermath of the Theranos 'misleading investors' scandal, this is an increasingly important modern corporate governance issue. [read post]
14 May 2024, 9:05 pm
Inc, which focuses on securities regulation but is nonetheless relevant for the corporate governance aspects of board observers, exemplifies the protective benefits of board observers in litigation. [read post]
29 Nov 2016, 8:30 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 Oct 2017, 10:01 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
3 Apr 2024, 10:35 am
Strong IP Protection: South Korea has a robust intellectual property protection system, which provides, in most cases, a secure environment for businesses to operate and innovate. [read post]
13 Jul 2023, 12:22 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
16 Nov 2021, 11:29 am
The suit alleges that “from April 29 through Oct. 21, 2021 Facebook and its senior executives violated federal securities laws by purposely misleading the public about the negative effects its products have on the health and well-being of children and the steps the company has taken to protect the public. [read post]
22 Nov 2019, 7:38 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
5 Aug 2007, 5:03 pm
Conventional wisdom has been that our framework of securities regulations gives comfort to investors that they have protection to deter fraud and other unfair practices. [read post]
19 Mar 2020, 4:00 am
Investors panel Another panel asked whether investors care about information security. [read post]
16 Nov 2010, 6:15 am
Assume a corporation has three shareholders and 100 shares outstanding. [read post]
3 Jun 2010, 8:43 pm
The Report sketches out noteworthy arbitral awards rendered in the year 2009 on substantive issues relating, inter alia, to the definition of ‘investment’, most favored nation (MFN) treatment, expropriation, compensation, fair and equitable treatment and full protection and security. [read post]
30 Sep 2010, 6:00 am
This problem shouldn’t arise under the California Corporate Securities Law of 1968 because Corporations Code Section 25017(e) provides that every sale or offer of a warrant or right to purchase or subscribe to another security of the same or another issuer includes an offer and sale of the other security only at the time of the offer or sale of the warrant or right. [read post]
17 Mar 2009, 11:37 am
Prospect of recovery particularly difficult to determine where litigation against the promoter extends into future taxable years.The revenue procedure permits taxpayers to deduct in the year of discovery 95 percent of their net investment less the amount of any actual recovery in the year of discovery and the amount of any recovery expected from private or other insurance, such as that provided by the Securities Investor Protection Corporation. [read post]
21 Jun 2010, 11:57 am
The Senate’s June 16 counteroffer on the bill’s investor protection section calls for amending Section 972, “so that only shareholders that have owned not less than 5% of outstanding shares for not less than 2 years have access to the proxy. [read post]
31 Aug 2020, 9:43 am
Securities Investor Protection Corporation (SIPC) – The Securities Investor Protection Corporation (SIPC) is a federal entity that insures investor funds held by member broker-dealers. [read post]
