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22 Dec 2021, 12:20 pm
Other subject matter may include Tribal employment law, Tribal lending questions, and more. [read post]
16 Dec 2021, 7:45 am
Government begins to put the Strategy into operation: 1. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
14 Dec 2021, 10:00 pm
The US Securities and Exchange Commission’s proposed Rule 10c-1 would create a sweeping new reporting and disclosure regime for participants in the securities lending markets. [read post]
8 Dec 2021, 11:27 am
Generally, every CA RIA (other than those also registered as broker-dealers) that has custody of client funds or securities must maintain a minimum net worth of $35,000. [read post]
8 Dec 2021, 8:54 am
On December 1, 2021, Freddie Mac published Bulletin 2021-36 for Freddie Mac sellers to provide updated guidance on eligibility criteria for qualifying mortgages. [read post]
8 Dec 2021, 7:27 am
Generally, every CA RIA (other than those also registered as broker-dealers) that has custody of client funds or securities must maintain a minimum net worth of $35,000. [read post]
7 Dec 2021, 6:16 am
Consumer credit transactions exempt from the Truth in Lending Act/Regulation Z, increased from $58,300 to $61,000 (but loans secured by real property or personal property used or expected to be used as a consumer’s principal dwelling and private education loans are covered regardless of amount). [read post]
6 Dec 2021, 10:17 am
The report includes specific recommendations on allocations and affirmations; trade documentation; global settlement and forex; corporate actions; prime brokerage; securities lending; settlement errors; ETF creation and redemption; equity and debt offerings; and conforming regulatory changes. [read post]
1 Dec 2021, 7:45 pm
On October 31, the European Union and the United States agreed on temporary measures to settle their dispute over US Section 232 national security tariffs on EU steel and aluminium products. [read post]
1 Dec 2021, 7:40 am
KEY POINTS FOR TRADERS No banking licence is required to lend in Venezuela. [read post]
28 Nov 2021, 8:43 am
I give short shrift to #1 only because it lends itself better to books, coursework and practice than a brief blog post (or even a long blog post). [read post]
24 Nov 2021, 5:43 am
More from the SEC on Cryptocurrencies and Digital Assets SEC Chair Gary Gensler continues to signal that the SEC will take an aggressive approach toward digital asset issuers, exchanges, and lending platforms. [read post]
23 Nov 2021, 7:41 am
The Commission proposed for comment new Exchange Act Rule 10c-1: "Securities lending transparency. [read post]
20 Nov 2021, 1:47 pm
Sanders, in which the Supreme Court held the names and addresses of potential class members do not fall within the scope of allowable discovery under Rule 26(b)(1). [read post]
19 Nov 2021, 5:09 am
The Securities and Exchange Commission today published proposed Exchange Act Rule 10c-1, which would require lenders of securities to provide the material terms of securities lending transactions to a registered national securities association, such as…* This article was originally published here____ For More information on the United States Securities Law visit Securities Law Blog - SECLaw.com - News and Content from… [read post]
