Search for: "Security Services v. Equity Management"
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15 Oct 2011, 4:43 am
So, plotting data on a ‘V” shaped model but having it turn out to be a different letter of the alphabet, is a like drawing the route New Jersey on a map of Australia. [read post]
21 Sep 2011, 11:30 pm
BUILD EQUITY IN YOURSELF. [read post]
23 Aug 2011, 9:23 pm
One of the applicable categories of accredited investor is any entity in which all of the equity owners are accredited investors. [read post]
23 Aug 2011, 2:00 am
Rule 14e-5, among other things, prohibits a person who makes a cash tender offer or exchange offer for an equity security from purchasing, directly or indirectly, such security other than pursuant to the offer. [read post]
18 Aug 2011, 3:14 pm
The protection of investors and of the integrity of securities markets was likewise the goal of the 1933 Securities Act and of the 1934 Securities Exchange Act. [read post]
10 Aug 2011, 8:40 am
A. v. [read post]
5 Aug 2011, 3:03 pm
Koerner & Associates, Inc. v. [read post]
5 Aug 2011, 3:03 pm
Koerner & Associates, Inc. v. [read post]
2 Aug 2011, 10:42 am
By Rebecca Tushnet and Eric Goldman TrafficSchool.com, Inc. v. [read post]
2 Aug 2011, 9:30 am
By Rebecca Tushnet and Eric GoldmanTrafficSchool.com, Inc. v. [read post]
1 Aug 2011, 5:41 am
Third-Party Standing and 'Binding' Arbitration Clauses in Securities Fraud Receiverships Journal of Law, Economics and Policy, ForthcomingJared Aaron Wilkerson William & Mary Law School Abstract: This article exposes a question that has recently opened a circuit split: in whose shoes do federal equity receivers stand when disentangling a Ponzi scheme or other securities fraud through litigation? [read post]
28 Jul 2011, 2:00 am
In Oppenheimer v. [read post]
18 Jul 2011, 2:00 am
Specifically, a person is an investment adviser if that person is engaged, for compensation, in the business of advising others with respect to securities. [read post]
13 Jun 2011, 8:44 am
Janus v. [read post]
4 Jun 2011, 7:33 am
If you care about the startup company ecosystem, I encourage you to give this question some thought and write the SEC. [1]Persons covered include (i) the issuer, (ii) any predecessor of the issuer; (iii) any affiliated issuer; (iv) any director, officer, general partner or managing member of the issuer; (v) any beneficial owner of 10% or more of any class of the issuer’s equity securities; (vi) any promoter connect with the issuer in any capacity at the… [read post]
2 Jun 2011, 11:00 am
Ellen V. [read post]
1 Jun 2011, 10:11 am
Postal Service false representation orders. [read post]
31 May 2011, 7:11 am
Patent No. 7,835,927 entitled MEDICATION MANAGEMENT SYSTEM and owned by Carefusion 303. [read post]
28 May 2011, 7:56 am
Sharma v. [read post]
18 May 2011, 10:18 am
Thus, the Court explained the requirement of harm must come from the law of equity. [read post]
