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13 Jan 2021, 7:13 am
By Anne Sherry, J.D.In a new statement, the SEC’s Office of Municipal Securities encouraged participants in the municipal securities market to mitigate risks in anticipation of the transition away from LIBOR. [read post]
12 Jan 2021, 9:01 pm
”Follow @SherryColb Sherry F. [read post]
6 Jan 2021, 4:00 am
It’s my understanding that these decisions had a chilling effect on collaborative practice. [read post]
1 Jan 2021, 5:40 pm
The driver of the pickup truck, identified as 70-year-old Robert Gerstenkorn and his passenger, 67-year-old Sherry Gerstenkorn, were both transported to Texas Health Harris Methodist Hospital in Fort Worth. [read post]
29 Dec 2020, 9:01 pm
I am not holding my breath.Follow @SherryColb Sherry F. [read post]
23 Dec 2020, 3:30 pm
Spearheaded by Cornell law professors Sherry F. [read post]
17 Dec 2020, 6:00 am
By Anne Sherry, J.D.SEC Commissioner Hester Peirce dissented from the Commission’s approval of a FINRA rule filing allowing it to take steps to address the hiring of brokers with a history of misconduct. [read post]
16 Dec 2020, 9:49 am
By Anne Sherry, J.D.The Corporate Transparency Act, Title LXIV of the National Defense Authorization Act, seeks to crack down on "malign actors" by making it more difficult to conceal their ownerships of corporations, LLCs, and similar entities. [read post]
15 Dec 2020, 6:50 am
By Anne Sherry, J.D., Amanda Maine, J.D., Amy Leisinger, J.D., Lene Powell, J.D., Rodney F. [read post]
13 Dec 2020, 9:01 pm
President Trump’s complete lack of empathy has been on display on many occasions, including when he attacked a gold star family who had lost their son, when he insulted John McCain because he [Trump] “like[s] people who weren’t captured,” a remark that may have led McCain to ask his family not to admit the President of the United States to McCain’s funeral, and Trump’s imitation and mockery of Dr. [read post]
8 Dec 2020, 9:11 am
By Anne Sherry, J.D.Former Maryland Senator Paul Sarbanes (D-Md), the co-sponsor of the Sarbanes-Oxley Act, has died at the age of 87. [read post]
1 Dec 2020, 9:01 pm
S., at 13–14. [read post]
19 Nov 2020, 8:57 am
In their presentation, Karl Bayer, University of Texas School of Law Professor Tracy McCormack, and the Exhibit Company’s Sherrie Wirth discussed: Mediations, arbitrations, motion hearings, claim construction hearings, trials, and appeals – they all have been affected by COVID-19 and we are not going back. [read post]
17 Nov 2020, 9:01 pm
Let’s say it’s in similar terms to the mandate here but no penalty. [read post]
15 Nov 2020, 5:01 am
For a media account of the underlying scandal, see the Chicago Tribune (Sophie Sherry); Weigel had been a Chicago TV news anchor. [read post]
12 Nov 2020, 5:00 am
By Anne Sherry, J.D.The SEC’s Office of Compliance Inspections and Examinations released a risk alert detailing its observations from the Multi-Branch Initiative, a series of examinations of investment advisers operating from geographically dispersed locations. [read post]
5 Nov 2020, 2:00 am
America’s Insurance Associates, Inc., et al. [read post]
3 Nov 2020, 9:01 pm
In other words, if an officer’s grabbing a person with his hand counts as seizing him (notwithstanding the person’s slipping through the officer’s grasp), then does that mean that causing an inanimate object (like a bullet) to touch the person also qualifies as a seizure? [read post]
29 Oct 2020, 8:10 am
By Anne Sherry, J.D.A joint statement from SEC Chairman Jay Clayton and the directors of the Divisions of Investment Management, Corporation Finance, and Trading and Markets outlined some of the issues underlying complex investment products available to retail investors. [read post]
22 Oct 2020, 7:20 am
By Anne Sherry, J.D.The SEC and Kik Interactive came to a settlement over remedies after the Southern District of New York last month ruled that Kik’s sale of Kin tokens constituted an unregistered securities offering. [read post]
