Search for: "Sound Exchange"
Results 421 - 440
of 5,302
Sorted by Relevance
|
Sort by Date
7 Sep 2007, 2:41 am
Sounds reasonable. [read post]
15 Oct 2014, 12:21 am
I know that this sounds like another one of my dumb questions. [read post]
28 Nov 2016, 2:29 pm
Calls for dialogue and an exchange of best practices among regulators concerning the application of the principle of proportionality to be established at EU and international levels. [read post]
2 Dec 2008, 3:55 pm
Butler $55K a month in consulting fees in exchange for 20 hours of work. [read post]
24 Jun 2010, 9:20 am
Indeed, the opinion seems to sound the death knell for any would-be claimants under the U.S. securities laws who bought their shares on foreign exchanges. [read post]
20 Dec 2010, 8:39 am
On December 17 the period closed for submitting comments on rules proposed by the Securities and Exchange Commission (SEC) to implement whistleblower provisions added in a new Section 21F to the Securities Exchange Act of 1934 (Exchange Act). [read post]
26 Jul 2018, 2:57 pm
HOWEVER, YOU SHOULD BE AWARE THAT NFA DOES NOT HAVE REGULATORY OVERSIGHT AUTHORITY OVER UNDERLYING OR SPOT VIRTUAL CURRENCY PRODUCTS OR TRANSACTIONS OR VIRTUAL CURRENCY EXCHANGES, CUSTODIANS OR MARKETS. [read post]
10 Mar 2014, 9:01 pm
Gox’s core business—facilitating an unregulated virtual currency is against U.S. public policy and sound markets. [read post]
27 Nov 2023, 11:35 am
” “Binance’s activities undermined the foundation of safe and sound financial markets by intentionally avoiding basic, fundamental obligations that apply to exchanges, all the while collecting approximately $1.35 billion in trading fees from U.S. customers,” said CFTC Chairman Rostin Behnam. [read post]
4 Mar 2019, 2:00 am
While it may sound intimidating, this isn’t a call for anarchy. [read post]
29 Feb 2016, 10:23 am
On February 17, 2016, the Securities and Exchange Commission (“SEC”) filed an Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21c of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order (the “Order”), against Charles P. [read post]
20 Dec 2017, 3:30 am
It’s the thing you hand over to Amazon in exchange for the stuff you need. [read post]
2 May 2018, 11:17 am
While a barrage of subpoenas may sound ominous, it could signal an important step in the market’s development. [read post]
30 Jun 2016, 6:00 am
The lawsuit centers around the issue of pre-1972 sound recordings, which are protected under state common law rather than federal copyright law. [read post]
2 May 2012, 9:56 am
It was once a sound bet when comparing dollars to donuts. [read post]
28 Jul 2019, 6:20 pm
This may sound like a question on a Philosophy 101 midterm exam. [read post]
31 Jul 2017, 10:35 am
Earlier this month, Acting Comptroller Noreika and Director Cordray exchanged a series of letters in which Mr. [read post]
18 Mar 2012, 11:31 am
That may sound like a pretty good statistic in a vacuum. [read post]
21 Mar 2012, 6:41 am
In short, a well-drafted PPM puts together in one single document the elements of a sound offering and sale of ownership interests in a private company. [read post]
Former Merrill Brokers Might Prefer to Opt Out of Class Action Settlement Over Deferred Compensation
23 Aug 2012, 3:49 pm
Securities and Exchange Commission on August 14. [read post]
