Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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16 Jul 2012, 8:37 am
Then they bonded in a roundtable discussion on “women’s issues. [read post]
11 Jul 2012, 5:47 am
The formal conference presentations will conclude with “Politics and Policy: What the Election Means for Financial Services Regulation," during which economic advisers to both parties’ candidates will discuss what is on the horizon for investors, financial regulators, and the industry.The conference will also feature open forums sponsored by each of NASAA’s five sections (Broker-Dealer, Corporation Finance, Enforcement,… [read post]
7 Jul 2012, 6:16 am
Location: Jacksonville, FL **** Cole-Frieman Mallon & Hunt LLP provides legal services for hedge fund managers and other groups within the investment management industry. [read post]
28 Jun 2012, 4:00 am
Earlier this week, we shared the comment letter that was filed jointly by the American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable in response to the CFPB’s Request for Information Regarding Scope, Methods, and Data Sources for Conducting Study of Pre-Dispute Arbitration Agreements. [read post]
25 Jun 2012, 8:18 am
The American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable have filed a joint comment letter responding to the CFPB’s Request for Information Regarding Scope, Methods, and Data Sources for Conducting Study of Pre-Dispute Arbitration Agreements. [read post]
11 Jun 2012, 11:12 am
The 2008 financial crisis was the inevitable result of the financial services' industry's behavior in the 2000s. [read post]
27 May 2012, 11:00 am
At a roundtable discussion that included officials from top federal agencies, Ocwen Loan Servicing discussed its efforts at mortgage loan modifications in Miami and beyond. [read post]
18 May 2012, 8:42 am
Fullerton III On May 16, I co-hosted a small roundtable discussion here at the firm entitled “Employee Misclassification Issues in the Financial Services Industry: Preventive Maintenance and Proactive Strategies. [read post]
14 May 2012, 5:00 am
Here are some of the issues I for discussion at the roundtable this week. [read post]
10 May 2012, 9:11 am
Under statute, judge can determine whether something should be heard in high court, taking into account the parties’ financial positions. [read post]
8 May 2012, 5:16 pm
In addition to the briefs filed by the parties, an amicus brief has been filed in support of the secured creditor’s position by the Loan Syndications and Trading Association, the American Bankers Association, the Clearing House Association, the Commercial Finance Association, the Commercial Real Estate Finance Council, the Equipment Leasing and Finance Association, the Financial Services Roundtable, the Managed Funds Association, the Mortgage Bankers Association, and… [read post]
3 May 2012, 8:51 am
On Friday, May 4, Michael Bleier will be making a presentation at the Annual Meeting in Washington, DC of the Lawyers Council for the Financial Services Roundtable. [read post]
1 May 2012, 6:00 am
. **** May 1 Sponsor: Hedge Funds Care Event: Barley, Hops and Hedge Funds Care Spring Social Location: Atlanta, GA May 1 Sponsor: Infovest 21 Event: Meet the Managers Forum Location: New York, NY May 1-2 Sponsor: FMW Event: Risk Management for Non-Quants Location: New York, NY May 1-4 Sponsor: SIFMA Event: Operations Conference & Exhibit 2012 Location: Scottsdale, AZ May 2 Sponsor: 100 Women in Hedge Funds Event: Networking Reception Location: Santa Monica, CA May 2 Sponsor:… [read post]
27 Apr 2012, 2:00 pm
Those requiring financial aid to attend this program should click here to see if you qualify. [read post]
25 Apr 2012, 4:56 am
bit.ly/HYAbpE (Stacey Higginbotham) Businesses Unlikely To Comply With 24-Hour Breach Notification – bit.ly/HRWhho (SC Magazine) California Provides SocialMedia Guidance for Financial Institutions bit.ly/IaudVo (Heida Johanns, Julie O’Neill) Compliance Focus, Employee Error Lead to Health Care Data Breaches – bit.ly/JdQz5H (Catherine Dunn) Compliance Is A Gold Mine – bit.ly/I35B1C (Kelly Damore) FBI: Disinfect Your Computer Or Risk Losing Internet Access Come July… [read post]
24 Apr 2012, 9:33 pm
Dwight Smith, Morrison & Foerster (left); Lawranne Stewart, House Financial Services Committee (right) To explore the challenges of implementing the Volcker Rule, the Penn Program on Regulation (PPR) and the law firm of Morrison & Foerster LLP recently hosted a roundtable discussion in Washington D.C. [read post]
18 Apr 2012, 2:05 pm
On Tuesday, April 17, 2012, Mary Schapiro, the Chairman of the SEC, appeared before the House Subcommittee on TARP, Financial Services and Bailouts to testify about the steps the SEC has taken and is taking to strengthen our economic analyses in the rulemaking process. [read post]
15 Apr 2012, 10:15 pm
” The SEC’s aversion was a ground for vacature of the SEC’s shareholder proxy rule in Business Roundtable v. [read post]
2 Apr 2012, 11:56 am
” Having the compliance officer be a member of senior management and not subordinate to the general counsel or the chief financial officer has been a beneficial structure. [read post]
1 Apr 2012, 3:54 am
. **** April 1-3 Sponsor: CII Event: Council of Institutional Investors 2012 Spring Conference: Shaping the Future Location: Washington, DC April 3-4 Sponsor: FRA Event: The 4th Annual Mastering Due Diligence for Alternative Investments Location: New York, NY April 6 Sponsor: Hedge Funds Care Event: Conquer Vail for Kids Location: Vail, CO April 10 Sponsor: SEHFA Event: Off the Grid Economic Indicators – Gold, Guns and Google Searches Location: Atlanta, GA April 11 Sponsor:… [read post]
