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7 May 2023, 8:53 am
On December 8, 2022, the Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) jointly issued Staff Notice 23-329 – Short Selling in Canada (the Notice). [read post]
7 May 2023, 7:01 am
Team Telecom now reviews all applications even in situations without foreign ownership and takes much longer to process recommendations. [read post]
1 May 2023, 9:03 pm
A national takeaway chain said they have a high staff and management turnover and many employees are inexperienced. [read post]
1 May 2023, 7:46 am
The claimants argue that the delay in filing the claims resulted from the newspaper’s concealment of its staff’s behaviour. [read post]
1 May 2023, 3:30 am
We're not at the point where an Illumina-Grail approach--closing the deal without regulatory approval--would merely be contemplated. [read post]
30 Apr 2023, 12:37 am
Regulatory independence (with oversight from a regulated body). [read post]
29 Apr 2023, 12:35 am
It wouldn't have to be that way if the CMA had a modicum of regulatory humility. [read post]
28 Apr 2023, 2:22 am
In light of recent market developments, firms in the FinTech space should be taking steps to review and enhance as needed their internal governance arrangements since these are key to mitigating the risk of misconduct and mistakes and consequential investigations, enforcement and claims, which can significantly impact not only the business but also its staff. [read post]
25 Apr 2023, 9:04 pm
In 2022, an independent review of the U.S. [read post]
24 Apr 2023, 2:40 am
MIT Technology Review has more information here. [read post]
21 Apr 2023, 8:40 am
Michigan Coalition to End Domestic & Sexual Violence Staff Attorney-Survivor Law Project. [read post]
20 Apr 2023, 1:20 pm
After the May 8, 2023, comment deadline, the staff of the SEC will review the comments and potentially revise the proposed rule. [read post]
19 Apr 2023, 8:22 am
The Plan sets out in detail a number of new programmes, regulatory bodies and task forces which the Government intends to implement in order to achieve the key outcomes, including (a) the new Anti-Money Laundering and Asset Recovery Programme, which will be created to build capacity across the UK’s regulatory framework in hopes of increasing information sharing and investigative capabilities; (b) the establishment of the National Crime Agency (NCA) Combating Kleptocracy Cell… [read post]
18 Apr 2023, 6:52 am
Missouri, by contrast, the Court upheld a vaccine mandate for staff at Medicare or Medicaid-funded facilities without applying the doctrine. [read post]
18 Apr 2023, 6:52 am
Missouri, by contrast, the Court upheld a vaccine mandate for staff at Medicare or Medicaid-funded facilities without applying the doctrine. [read post]
17 Apr 2023, 5:50 am
Financial Review and The Australian covered the case. [read post]
14 Apr 2023, 9:05 pm
The post Bettering Behavioral Health first appeared on The Regulatory Review. [read post]
12 Apr 2023, 11:05 pm
Evaluating the potential joint venture partner’s legal and regulatory compliance, including their intellectual property rights and any potential legal disputes. [read post]
11 Apr 2023, 2:10 am
FINRA Rule 5310 is a regulation created by the Financial Industry Regulatory Authority (FINRA) that governs best execution practices for broker-dealers. [read post]
7 Apr 2023, 5:00 pm
The Principal Attorney works closely with technical staff within the Water Rights Unit Staff, Department of Water Resources and other programs within the Navajo Nation, and with consultants retained to provide technical support to the Nation or to serve as expert witnesses. [read post]
