Search for: "UBS Ag"
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12 Dec 2011, 6:48 am
., UBS AG and Bank of America Corp. settled similar charges. [read post]
10 Feb 2011, 6:15 am
UBS AG (download here), decided late last month in Connecticut District Court. [read post]
27 May 2011, 8:25 pm
In a separate incident, Lucille Jackson of Hillsdale was charged and convicted of filing a false federal tax return that did not include income from a foreign bank account in which she had $750,000 with UBS AG of Switzerland. [read post]
10 Aug 2012, 6:47 am
This time the CDs allegedly contain stolen data of the Swiss bank UBS AG and clients of another smaller Swiss bank. [read post]
9 Apr 2020, 7:00 am
ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN is an exchange-traded note issued by UBS. [read post]
18 Apr 2023, 12:48 pm
The Federal Reserve’s Board of Governors said it has approved UBS Group AG’s acquisition of the U.S. subsidiaries of Credit Suisse, clearing another major hurdle for the completion of the Swiss-brokered rescue deal. [read post]
18 Jun 2015, 12:37 pm
When a registered representative takes advantage of their client, either by preying upon their inexperience, age, or medical condition, that broker may be subject to discipline by FINRA. [read post]
25 Sep 2009, 7:54 am
Defendants include, but are not limited to, Merrill Lynch & Co., Inc., Morgan Stanley, JP Morgan Chase & Co., Bear Stearns & Co., Inc., AIG Financial Products Corp., UBS AG, and Piper Jaffray & Co. [read post]
12 May 2010, 12:35 pm
Citigroup Inc. underwrote and marketed the Jackson deal to investors, while UBS AG did the same for the Buchanan deal, according to the article. [read post]
8 Nov 2013, 6:02 am
Currently, he is employed with UBS Financial Services. [read post]
27 Jun 2007, 2:07 am
About ten years or so ago a group of recent UB Law grads decided to walk across the ice on Lake Erie over to Canada. [read post]
27 Aug 2019, 10:39 am
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
1 May 2009, 8:25 am
UBS Rebuffs US: UBS AG, in a court filing aimed at fending off Internal Revenue Service attempts to gain access to information about American clients, said Thursday it can’t provide information to U.S. tax collectors because the move would violate Swiss privacy laws. [read post]
26 Jul 2011, 5:09 am
Hiding Income Offshore Scam The age-old tactic of keeping an undeclared offshore bank account in some tax haven like Switzerland is rapidly becoming less appealing with the IRS’ much-publicized tussle with UBS Bank of Switzerland two years ago and the more current HSBC India. [read post]
13 Aug 2009, 10:00 pm
The IRS for example, served a domestic summons on UBS AG, headquartered in Zurich, as discussed in "UBS & Its 'John Doe' Summons" & "A Domestic Subpoena / Summons In An Offshore Asset Search". [read post]
10 Oct 2014, 9:20 am
Although the antitrust division has granted immunity to Switzerland’s largest bank, UBS AG, in exchange for evidence of misconduct, UBS still faces action by the criminal fraud division. [read post]
18 Apr 2008, 9:47 am
UBS AG told the leaders of its investment banking unit to ready job cuts of 10 percent "across the board. [read post]
13 Jul 2010, 11:46 am
The company had been facing more than 13,000 suits alleging Glaxo hid the drug’s heart-attack risk, according to a UBS AG analyst. [read post]
24 Oct 2011, 8:47 am
., Bank Leumi Le-Israel BM, Bank Hapoalim BM, and Mizrahi-Tefahot Bank Ltd, Liechtensteinische Landesbank AG and an asset manager, NZB AG. [read post]
23 Dec 2009, 10:54 pm
This puts banks like UBS AG and Credit Suisse of Switzerland in a quandary. [read post]
