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UBS Settles Fraud Charges in Municipal Bond Derivatives Transactions with Governments and Nonprofits
5 May 2011, 12:49 pm
The New York AG announced a multimillion dollar settlement with UBS for fraudulent and anticompetitive conduct in its municipal bond derivative transactions with governments and nonprofits across the country. [read post]
4 May 2011, 7:04 pm
Carl Lietz, Federal Criminal Lawyer Blog, Federal Criminal Rules Should Require Prosecutors To Turn Over Witness Lists DOJ Press Release, UBS AG Admits to Anticompetitive Conduct by Former Employees in the Municipal Bond Investments Market and Agrees to Pay $160... [read post]
3 May 2011, 3:34 pm
UBS Warburg.Markyl Lee v. [read post]
27 Apr 2011, 11:21 am
Morgan Chase andamp; Co., HSBC Holdings plc, Barclays Bank plc, Lloyds Banking Group plc, WestLB AG, UBS AG, Royal Bank of Scotland Group plc, Deutsche Bank AG, The Norinchukin Bank, and Citibank, N.A., have been named in two separate class actions alleging fraud and the manipulation of LIBOR Rates and Exchange Traded LIBOR Based Derivatives. [read post]
23 Apr 2011, 6:57 pm
The IRS and Justice Dept have demonstrated in the UBS AG cases, criminal and civil, that a high volume of information (depositor accounts) is not a barrier to criminal and civil proceedings against the account holders. [read post]
11 Apr 2011, 10:46 am
UB's doppelganger spells his name without an s. [read post]
10 Apr 2011, 8:45 pm
This means that a situation much like the jurisdictional circumstances that exist in the UBS AG case and the recently announced HSBC Bank USA case will exist. [read post]
7 Apr 2011, 6:31 pm
This action is a follow-up to a action that was brought in 2008 against UBS AG which resulted in an estimated 18,000 UBS AG account holders making voluntary disclosures under the 2009 Offshore Voluntary Disclosure Initiative and numerous criminal cases being brought. [read post]
29 Mar 2011, 6:15 am
The ploys, known as the FLIP and OPIS shelters, involved use of offshore corporations, options and investments in offshore companies like UBS AG to artificially generate a high tax basis. [read post]
21 Mar 2011, 9:54 am
In addition to the UBS account in Switzerland, the defendant also had significant assets at Credit Suisse AG. [read post]
20 Mar 2011, 12:44 pm
The EU relates to UBS WMA only and does not include the parent company UBS AG or other UBS group entities. [read post]
17 Mar 2011, 3:51 pm
Rumors persist that Wells Fargo & Co. is in discussions with UBS AG about acquiring its retail-wealth-management operations in the U.S., according to Andrew Osterland [read post]
17 Feb 2011, 9:27 am
Participation in the program was encouraged by news reports that a giant Swiss bank, UBS AG had begun to turn over records to the US Treasury that would uncover many secret accounts held by US citizens. [read post]
15 Feb 2011, 4:17 pm
Her Age Discrimination in Employment Act claim, however, was dismissed. [read post]
10 Feb 2011, 6:15 am
UBS AG (download here), decided late last month in Connecticut District Court. [read post]
30 Jan 2011, 5:21 pm
UBS AG Yield Optimization Notes are considered a reverse convertible. [read post]
23 Jan 2011, 8:28 am
Oktober 1996 (DBA USA-CH 96) und dem Abkommen über ein Amtshilfegesuch betreffend UBS AG vom 19. [read post]
20 Jan 2011, 10:51 am
Our tax attorneys noted a recent case in which a woman is accused of hiding $750,000 in an offshore bank account set up by her father with Swiss banking giant UBS AG. [read post]
17 Jan 2011, 8:28 pm
UBS AG Finance, City of Detroit Securities Fraud Attorneys UBS, Institutional Investors Securities Blog [read post]
12 Jan 2011, 8:56 pm
Arising from the IRS’ successful effort to collect taxes from overseas bank accounts, in particular those held in Swiss bank UBS AG, the agency is now mulling replicating the steps taken with other overseas banks and financial centers. [read post]
