Search for: "US Trade and Exchange, LLC"
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30 Apr 2021, 6:35 pm
If the DAO has too much liquidity or too many members, will it be considered a publicly traded partnership? [read post]
25 Apr 2021, 2:00 pm
Sources: Action by the Securities and Exchange Commission: https://www.sec.gov/litigation/litreleases/2021/lr25070.htmAction by the US Attorney in the Southern District of NY: https://www.justice.gov/usao-sdny/pr/second-managing-partner-investment-advisory-firm-pleads-guilty-defrauding-clients-and [read post]
22 Apr 2021, 6:48 am
From 2000 through 2002, Campbell was registered with Northwestern Mutual Investment Services, LLC. [read post]
19 Apr 2021, 1:56 pm
Following the transaction, Alta Mesa’s securities were publicly traded. [read post]
16 Apr 2021, 8:43 am
“We need to use every tool we can to support those most affected by the pandemic. [read post]
12 Apr 2021, 6:36 am
ETFs that invest in the VIX are part of a group of group of ETFs considered to be leveraged exchanged traded funds or Non-Traditional ETFs. [read post]
11 Apr 2021, 9:05 am
Securities and Exchange Commission (SEC), the U.S. [read post]
8 Apr 2021, 9:53 am
It would be said to be publicly traded where it is registered with the Securities and Exchange Commission (SEC) and traded on the stock exchange such that investors can buy them like stocks. [read post]
8 Apr 2021, 9:53 am
It would be said to be publicly traded where it is registered with the Securities and Exchange Commission (SEC) and traded on the stock exchange such that investors can buy them like stocks. [read post]
8 Apr 2021, 9:04 am
The Company is deeply committed to data privacy and to the ethical use of its technology. [read post]
8 Apr 2021, 5:56 am
In December 2020,Eris Exchange, LLC (ErisX) self-certified three RSBIX NFL futures contracts for listing on the exchange, based on moneyline, point spread, and total points for individual NFL games. [read post]
7 Apr 2021, 6:38 am
Unauthorized trading is a type of investment fraud because the Securities Exchange Commission (SEC) has found that disclosures of trades being made are essential and material to an investor. [read post]
4 Apr 2021, 12:00 pm
Unauthorized trading is a type of investment fraud because the Securities Exchange Commission (SEC) has found that disclosures of trades being made are essential and material to an investor. [read post]
2 Apr 2021, 1:29 pm
“The products, which are made off exchanges, allow managers like Hwang to amass stakes in publicly traded companies without having to declare their holdings. [read post]
31 Mar 2021, 1:21 pm
Call 212-742-1414 or contact us online to speak with a securities litigation lawyer at Zamansky LLC today. [read post]
30 Mar 2021, 8:00 am
The firm filed a complaint with the Federal Trade Commission and per its guidance also emailed a screen shot of the contact form to the Anti-Phishing Working Group at apwg.org. [read post]
23 Mar 2021, 7:40 am
Nerium Int’l, LLC, 05-18-00617-CV, 2019 WL 3543583, at *6 (Tex. [read post]
18 Mar 2021, 8:09 am
Arnuk explained that when a few market-makers buy up orders so that as much as a third of the retail trading volume is not represented on exchanges, what is left on the exchanges is much more toxic and costly to trade with. [read post]
18 Mar 2021, 7:43 am
Additionally, the Division will concentrate on recommendations regarding account type, conversions, and rollovers, as well as the sales practices used by firms for various product types, such as structured products, exchange-traded products, real estate investment trusts, private placements, annuities, digital assets, municipal and other fixed income securities, and microcap securities. [read post]
15 Mar 2021, 7:13 am
Contact us today and let us know how we can help. [read post]
