Search for: "United Security Bank"
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21 Sep 2011, 5:24 am
A trading and sales group from the mortgage-backed securities unit will join CRT Capital, a Connecticut-based broker dealer, in the latest departure following Citadel's decision last month to give up its investment banking practice. [read post]
29 Jan 2007, 5:09 am
Abitibi was advised in the transaction by investment banks CIBC World Markets and Credit Suisse Securities and law [...] [read post]
15 Feb 2007, 7:01 am
Credit Suisse said Thursday that chief executive Oswald Grubel would retire in May, far earlier than many had expected, and would be succeeded by Brady Dougan, the head of its investment banking unit. [read post]
13 Feb 2007, 4:43 am
UBS Investment Bank and Goldman Sachs are underwriting the offering, according to a preliminary prospectus filed with the Securities and Exchange Commission, which did not disclose an estimated price range for the [...] [read post]
14 Feb 2012, 1:03 pm
Also as part of this securities settlement, Bank of America will pay $1 billion to settle a separate probe into allegations that it and its Countrywide Financial unit engaged in wrongful and fraudulent conduct. [read post]
22 Dec 2016, 8:40 am
Wells Fargo took the biggest hit, as FINRA fined the bank’s securities and brokerage units a combined $5.5 million. [read post]
17 Apr 2016, 9:05 pm
[Ira Stoll, more] “Returning to Common-Law Principles of Insider Trading After United States v. [read post]
28 Aug 2017, 6:02 am
National Australia Bank Ltd., 561 U.S. 247 (2010), held that the anti-fraud provisions of the securities laws have no extraterritorial effect, and as a consequence apply only to transactions in securities that occur on a U.S. [read post]
15 May 2013, 5:00 am
By Angie Picardo It’s no secret that mobile banking has exploded in the past five years. [read post]
25 Sep 2008, 6:17 pm
Last night, I went to Citizens Bank Park to see the Phillies play the Atlanta Braves. [read post]
29 Sep 2010, 6:22 am
” Under the Treasury Department’s new proposal, US banks would be required to report all electronic money transfers into and out of the United States, no matter how small. [read post]
10 Feb 2012, 10:31 am
This not only relates to proprietary trading outside the United States, he said, but also to market making. [read post]
9 Nov 2023, 3:41 pm
If believe you are a victim of the Tongi Tupe investment program, please contact Banks Law Office for a free consultation about your legal rights. [read post]
2 Sep 2014, 6:24 am
National Australia Bank, the Supreme Court articulated what seemed to be a bright-line test for determining the extent to which the U.S. securities laws apply to transactions with international elements. [read post]
12 Jul 2019, 3:42 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4696/securities-industry-commentator/United States of America, Appellee, v. [read post]
9 May 2007, 8:21 am
Malloch Brown, remember, was until last year Kofi Annan's deputy at the United Nations. [read post]
11 Jun 2007, 5:42 pm
The SEC charged that, for example, the defendants made 82 illegal trades in notes and other securities of United Airlines. [read post]
2 Dec 2014, 6:34 pm
United States. [read post]
11 Nov 2012, 1:00 pm
The Treasury Department has already concluded a bilateral agreement with the United Kingdom. [read post]
22 Jan 2013, 7:08 am
On January 11, monoline insurer MBIA Insurance Corp. sued Flagstar Bank and its affiliates for breach of contract in the United States District Court for the Southern District of New York. [read post]
