Search for: "United States Securities and Exchange Commission"
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2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
28 Apr 2023, 9:05 pm
Securities and Exchange Commission (SEC) has been reluctant to classify all digital assets as securities. [read post]
27 Apr 2023, 9:01 pm
Moreover, several government agencies, including the Securities and Exchange Commission,[2] have operations plans in place that come into play during an appropriations lapse and resulting government shutdown. [read post]
26 Apr 2023, 9:01 pm
Constituents urging corporations to take responsibility to combat such risks include activist organizations, asset managers, business partners, customers, employees, federal lawmakers, insurers, investors, media, plaintiffs’ lawyers, proxy advisors, securities regulators, standard setters, state courts, stock exchanges, and university professors. [read post]
25 Apr 2023, 5:16 am
Since 2020, the United Nations Economic Commission for Latin America and the Caribbean (ECLAC), for example, has been seeking to further integrate the development agenda with cybersecurity as part of its Digital Agenda for Latin America and the Caribbean (eLAC). [read post]
24 Apr 2023, 4:47 am
The issue in Axon Enterprise, as described by the majority, was whether Congress, in enacting the relevant structures of the Securities Exchange Act and the Federal Trade Commission Act, had implicitly substituted an “agency-then-court of appeals” form of review of agency action for the district court review form prescribed by the “federal question” statute, 28 U.S.C. [read post]
24 Apr 2023, 4:47 am
The issue in Axon Enterprise, as described by the majority, was whether Congress, in enacting the relevant structures of the Securities Exchange Act and the Federal Trade Commission Act, had implicitly substituted an “agency-then-court of appeals” form of review of agency action for the district court review form prescribed by the “federal question” statute, 28 U.S.C. [read post]
24 Apr 2023, 3:02 am
Former Peruvian President Alejandro Toledo was extradited from the United States yesterday to face graft charges in Peru. [read post]
23 Apr 2023, 9:01 pm
It also established this important agency I’m honored to chair, the Securities and Exchange Commission. [read post]
22 Apr 2023, 7:16 pm
This is very much in evidence in the United States ("The ESG Wars": Presentation of the University of Dundee (Scotland)). [read post]
21 Apr 2023, 8:16 am
Securities and Exchange Commission). [read post]
20 Apr 2023, 9:02 pm
Securities and Exchange Commission (SEC) voted 3-2 to reopen public comment on its proposal to expand the definition of “exchange” to include decentralized cryptocurrency platforms. [read post]
20 Apr 2023, 1:20 pm
On February 9, 2023, the Security and Exchange Commission (“SEC”) charged Payward Ventures, Inc. and Payward Trading Ltd. [read post]
19 Apr 2023, 12:15 am
That statute, however, only appears to furnish a definition: As used in this section, the word “officer” means an officer of the corporation who: (1) Is or was the president, chief executive officer, chief operating officer, chief financial officer, chief legal officer, controller, treasurer or chief accounting officer of the corporation at any time during the course of conduct alleged in the action or proceeding to be wrongful; (2) Is or was identified in the… [read post]
18 Apr 2023, 9:05 pm
Within days of the West Virginia ruling, Republican state attorneys general also threatened legal action against the federal Securities and Exchange Commission (SEC) for its proposed climate change rules, and twenty-four state officials submitted comments to the SEC alleging that the agency lacked power to enact regulation on climate change under the major questions doctrine. [read post]
18 Apr 2023, 1:51 pm
Direct listings are a relatively new form of initial public offering (“IPO”), which the Securities and Exchange Commission (“SEC”) first approved in 2018. [read post]
18 Apr 2023, 5:16 am
According to the Defense Security Cooperation Agency, the proposed sale “will support the foreign policy and national security objectives of the United States. [read post]
18 Apr 2023, 12:15 am
Code § 3114 defines the term "officer": (1) Is or was the president, chief executive officer, chief operating officer, chief financial officer, chief legal officer, controller, treasurer or chief accounting officer of the corporation at any time during the course of conduct alleged in the action or proceeding to be wrongful; (2) Is or was identified in the corporation’s public filings with the United States Securities and Exchange… [read post]
17 Apr 2023, 5:57 am
Additionally, the Court ruled that the Executive Order was not necessary to protect the United States’ essential security interests, noting that the justifications set out in the Executive Order itself were primarily financial rather than security considerations. [read post]
17 Apr 2023, 5:16 am
In 2021, former Facebook product manager Frances Haugen disclosed tens of thousands of pages of internal Facebook documents to the Securities and Exchange Commission, Congress, and the Wall Street Journal. [read post]
