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24 Oct 2017, 5:00 am by John Jascob
To support the feasibility of socially responsible business, some states have adopted Low-Profit Limited Liability Corporation (L3C) structures, a new kind of organization that combines the financial and liability advantages of a traditional LLC with the social benefits of a non-profit. [read post]
10 Oct 2017, 1:34 pm by Mark Astarita
  He graduated from the Wharton School at the University of Pennsylvania and from the Emory University School of Law.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
9 Oct 2017, 7:01 am by Richard Hunt
Twin Goose, LLC, 2017 WL 4230499 (N.D. [read post]
6 Oct 2017, 6:09 am
Bout and Blaine Martin, Pay Governance LLC, on Friday, September 29, 2017 Tags: Boards of Directors, Compensation committees, Executive Compensation, Incentives, Institutional Investors, Management, Proxy advisors, Say on pay, Shareholder value, TSR Activism and Board Diversity Posted by David A. [read post]
2 Oct 2017, 4:50 pm by Kevin LaCroix
 The SEC charged that Lohmus, an Estonian investment bank, and two of its employees, obtained more than 360 c [read post]
1 Oct 2017, 4:11 am by SHG
Copyright © 2007-2017 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
29 Sep 2017, 8:20 am by John Jascob
The agency had alleged that Tilton and her firm Patriarch Partners, LLC ran afoul of the Investment Advisers Act’s antifraud provisions as a result of disclosure issues and accounting irregularities regarding collateralized loan obligations (CLOs). [read post]
28 Sep 2017, 2:41 pm by Kevin LaCroix
  According to one recent study, only a handful of the 50 top university computer science programs in the U.S. require that students take even one cybersecurity course. [read post]
15 Sep 2017, 11:51 am by Mark Astarita
John’s University, New York, and his J.D. from the University of North Carolina at Chapel Hill School of Law.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
11 Sep 2017, 9:18 am by Wolfgang Demino
On September 15, 2017, the Texas Supreme Court will sit in Houston, TX (University of Houston Law Center) to hear oral argument on whether a payday lender may divert a class action filed against it over its practice of pursuing the collection of defaulted civil debts through criminal prosecution with bad-debt affidavits in violation of Texas law. [read post]
27 Aug 2017, 7:44 am
Other speakers include: Andrew Ure (Google); Deborah Elms (Asian Trade Centre); Andrew Cooke (Microsoft); Ken Chia (Baker & McKenzie Weong & Low LLC); Jared Ragland (BSA | The Software Alliance); Professor Shin-yi Peng (National Tsing Hua University (NTHU)); Jia Wang (Hong Kong Polytechnic University); Simon Lacey (Huawei Technologies); Professor Kung Chung Liu (SMU); Professor Andrew Mitchell (Melbourne Law School); Professor Irene Calboli (SMU); Associate… [read post]
21 Aug 2017, 12:29 pm by Senior Editor
Unfortunately, these coding structures, particularly when it comes to causes, lack any real, actionable data to establish investment needs for safe patient handling interventions. [read post]
31 Jul 2017, 4:50 am by SHG
Copyright © 2007-2017 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
9 Jul 2017, 7:47 am by Adam Weinstein
Current Independent Financial Group, LLC (Independent Financial) broker Gerhard Heuer (Heuer) has been subject to six customer complaints – many of which concern suitability concerns over recommendations for Variable Universal Life (VUL) policies. [read post]
23 Jun 2017, 6:07 am
Inside Investment and Hedge Fund Performance Posted by Arpit Gupta, NYU Stern School of Business and Kunal Sachdeva, Columbia Business School, on Wednesday, June 21, 2017 Tags: Agency costs, Asset management, Conflicts of interest, Fund managers, Hedge funds, Incentives, Institutional Investors, Investment advisers, Management, Ownership, Private equity, Skin in the game Are Shareholder Proposals on Climate Change… [read post]
16 Jun 2017, 6:19 am
Kanzer, Domini Impact Investments LLC, on Thursday, June 15, 2017 Tags: CHOICE Act, Institutional Investors, No-action letters, Proxy voting, Rule 14a-8, SEC, Securities regulation, Shareholder proposals, Shareholder voting Financial CHOICE Act of 2017 Posted by H. [read post]