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12 Apr 2018, 7:01 pm by Cynthia Marcotte Stamer
   However, the risk of enforcement is particularly acute for businesses in the following industries, designed for heightened enforcement and other attention as “Low Wage High Violation Industries” based on their particularly high record of noncompliance:  Agriculture, Amusement, Apparel Manufacturing, Auto Repair, Child Care Services, Construction, Food Services, Guard Services, Hair, Nail & Skin Care Services, Health Care, Hotels and Motels,… [read post]
4 Apr 2018, 11:28 am by CFM Admin
Regulators Are Looking at CryptocurrencyIn a joint op-ed published in the Wall Street Journal on January 25, 2018, SEC Chairman Jay Clayton and CFTC Chairman J. [read post]
4 Apr 2018, 6:00 am
This disclosure was part of the Dodd-Frank Wall Street Reform and Consumer Protection Act signed into law in 2010. [read post]
28 Mar 2018, 1:03 pm by James Innocent
Earlier this month, nearly half a million Walter Kidde Portable Equipment Company Inc. [read post]
23 Mar 2018, 8:04 am by Cynthia Marcotte Stamer
Highly valued for her ability to meld her extensive legal and industry knowledge and experience with her talents as an insightful innovator and pragmatic problem solver, Ms. [read post]
22 Mar 2018, 4:31 pm by Kevin LaCroix
” According to the Wall Street Journal (here), the 2016 settlement with Merrill Lynch was the second-largest ever with a Wall Street bank. [read post]
18 Mar 2018, 1:14 pm by Kevin LaCroix
Many readers undoubtedly saw the news last week of the enforcement action the SEC filed against Theranos, Inc., its founder, Chairman, and CEO Elizabeth Holmes, and its President and COO Ramesh “Sunny” Balwani. [read post]
8 Mar 2018, 4:00 am by David Stanton, Wenqing Zhao
Another deal, between U.S. data analytics firm Cogint, Inc. and BlueFocus International Limited of China, was also scuttled after CFIUS indicated unwillingness. [read post]