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22 Sep 2011, 6:55 am
The second issue the court was asked to decide was: whether it was an abuse of discretion for the district court to award Serricchio reinstatement to his prior financial advisor position with a fixed salary, even though his pre-service compensation was wholly commission-based. [read post]
27 Jun 2013, 9:01 am
., a pre-foreclosure services company that helped refinance properties or purchased properties to develop, rent, and/or sell; Independent Financial, a company that bought mortgage notes from banks; Equity Advisors, a mortgage company that matched lenders with borrowers; Bonelli Properties, a real estate company; Lost Dollar Services, a company formed to facilitate collection of homeowner overages; Equity Inquiries, a real estate research company; Outlook… [read post]
31 Dec 2013, 4:45 am
Other reforms are expected, including prohibition of certain non-audit services such as tax advice and services linked to the financial and investment strategy of the audit clients. [read post]
10 Jun 2020, 3:59 pm
Intellectual property owners with questions regarding specific deadlines should reach out to their professional advisors as soon as possible. [read post]
8 May 2019, 9:31 am
Robo-advisors and chatbot applications are gaining momentum in the market. [read post]
2 Mar 2009, 3:00 am
However, each of these financial arrangements must be in writing. [read post]
10 Jun 2020, 3:59 pm
Intellectual property owners with questions regarding specific deadlines should reach out to their professional advisors as soon as possible. [read post]
27 Jun 2011, 4:24 pm
Moreover, the CBA's publishing division, LawFirst Publishing, premiered its newest publication, Annuities in Connecticut Estate Planning: An Essential Guide for Attorneys and Financial Advisors by attorney Joseph Cipparone. [read post]
9 Oct 2016, 7:47 pm
The Fine Line to the Double-Edged Sword Advisors and bankers walk a fine line in pitching services to potential sellers. [read post]
1 Sep 2012, 2:09 pm
A private investment fund must provide annual audited financial statements to its investors. [read post]
1 Sep 2012, 2:09 pm
A private investment fund must provide annual audited financial statements to its investors. [read post]
17 Sep 2023, 4:09 am
Prachi has joined her mother at Uttara Vaid Advisory Services. [read post]
4 Sep 2024, 3:42 pm
The lawsuit also named company advisor Steve Davis, who Musk appointed to help run the company. [read post]
22 Jul 2008, 7:54 pm
The meeting lasted less than half an hour and the directors did not consult any independent legal or financial advisors. [read post]
13 Aug 2024, 7:00 am
The CEPA will will coordinate the discovery, valuation, and planning processes and supply services within the advisor’s area of expertise. [read post]
10 Mar 2017, 6:09 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Wednesday, March 8, 2017 Tags: Accountability, Accounting, Banks, BSA/AML, Compliance & ethics, Compliance and disclosure interpretation, Cybersecurity, Financial institutions, Financial regulation, Money laundering, Oversight, Risk management The Materiality Gap Between Investors, the C-Suite and Board Posted by Judy McLevey, The Conference Board, on Wednesday, March 8, 2017 Tags: Accounting, Boards of Directors,… [read post]
23 Jun 2017, 6:07 am
Posted by John Roe, Institutional Shareholder Services, Inc., on Monday, June 19, 2017 Tags: Climate change, Environmental disclosure, ESG, Institutional Investors, Private ordering, Proxy advisors, Shareholder proposals, Shareholder voting, Sustainability Changing Attitudes: The Stark Results Of Thirty Years Of Evolution In Delaware M&A Litigation Posted by Hon. [read post]
30 Mar 2023, 6:52 am
Fiduciary relationships can take many forms, such as between an attorney and client, a trustee and beneficiary, a corporate officer and shareholders, or a financial advisor and client. [read post]
9 Nov 2021, 2:06 pm
Generally, it’s best to file your disability benefits claim based on the recommendation of your medical advisor. [read post]
25 Nov 2009, 5:48 am
The industry could consolidate, as financial services did. [read post]
