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11 Dec 2023, 10:19 am by Doug Cornelius
The Securities and Exchange Commission looks to have opened at least two fronts in the adoption of artificial intelligence in financial services. [read post]
11 Dec 2023, 9:07 am by Bob Ambrogi
The impact of changes to the regulation of law practice, with James Peters, head of legal innovation at LegalZoom, Gareth Hunt, managing Director of financial institutions and legal services at Stifel, and Catherine Kemnitz, chief strategy and development officer at Axiom), moderated by Crispin Passmore, founder and managing director of Passmore Consulting. [read post]
11 Dec 2023, 8:33 am by CMS
Ms Cannell alleged that in her new role Ms George had undertaken work for a client of LCA, Balgores Property Services. [read post]
11 Dec 2023, 8:29 am by DONALD SCARINCI
Vullo, the former Superintendent of the New York State Department of Financial Services (DFS), used her regulatory power to threaten NRA business partners and coerce them into disassociating with the NRA, in violation of its rights to free speech and equal protection. [read post]
11 Dec 2023, 7:30 am by Megan Dell
If the filing fee poses a financial burden, most jurisdictions allow for a fee waiver request to be submitted. [read post]
11 Dec 2023, 7:30 am by Megan Dell
If the filing fee poses a financial burden, most jurisdictions allow for a fee waiver request to be submitted. [read post]
11 Dec 2023, 6:30 am
An overwhelming majority of investors and non-investor respondents to Institutional Shareholder Services’ 2021 Global Benchmark Policy Survey agreed that non-financial Environmental, Social, and Governance (ESG)-related metrics should be incorporated into executive compensation. [read post]
11 Dec 2023, 6:30 am
An overwhelming majority of investors and non-investor respondents to Institutional Shareholder Services’ 2021 Global Benchmark Policy Survey agreed that non-financial Environmental, Social, and Governance (ESG)-related metrics should be incorporated into executive compensation. [read post]
11 Dec 2023, 5:33 am by Robert Kraft
It’s a rollercoaster of emotions and requires physical, emotional, and financial resources. [read post]
Another factor is the cost of core services, particularly childcare, faced by many workers. [read post]
11 Dec 2023, 2:00 am by Sami Azhari
Anti-Kickback Statute Violations: If there are allegations of improper financial relationships or kickbacks exchanged for patient referrals or services, violations of the Anti-Kickback Statute might be pursued. [read post]
10 Dec 2023, 9:05 pm by James Gerber
It also degrades trust and damages the reputations of public and private service providers. [read post]
10 Dec 2023, 9:01 pm by Guest Blogger
Offering flexible payment options, such as online payments and payment plans, makes legal services more accessible and affordable. [read post]
10 Dec 2023, 7:08 pm by Mark Ashton
The convention most heard in the financial service industry is the 4% Rule. [read post]
9 Dec 2023, 9:03 pm by Sam Burdyl
Pollman: For many insolvent or financially distressed businesses, bankruptcy provides an important process for preserving going-concern value or liquidating efficiently under the supervision of a bankruptcy trustee or court. [read post]
9 Dec 2023, 8:13 pm by Adam Levitin
I don't know how frequently such services are used, and there are always false positive concerns with such products, but if all banks were using them, fraudsters would find it hard to access the financial system. [read post]
9 Dec 2023, 7:33 am by Michael Breen
Some countries, including the United States, sometimes sanction those who target HRDs with financial penalties and visa bans. [read post]