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11 Dec 2023, 10:19 am
The Securities and Exchange Commission looks to have opened at least two fronts in the adoption of artificial intelligence in financial services. [read post]
11 Dec 2023, 9:07 am
The impact of changes to the regulation of law practice, with James Peters, head of legal innovation at LegalZoom, Gareth Hunt, managing Director of financial institutions and legal services at Stifel, and Catherine Kemnitz, chief strategy and development officer at Axiom), moderated by Crispin Passmore, founder and managing director of Passmore Consulting. [read post]
11 Dec 2023, 8:33 am
Ms Cannell alleged that in her new role Ms George had undertaken work for a client of LCA, Balgores Property Services. [read post]
11 Dec 2023, 8:29 am
Vullo, the former Superintendent of the New York State Department of Financial Services (DFS), used her regulatory power to threaten NRA business partners and coerce them into disassociating with the NRA, in violation of its rights to free speech and equal protection. [read post]
11 Dec 2023, 7:30 am
If the filing fee poses a financial burden, most jurisdictions allow for a fee waiver request to be submitted. [read post]
11 Dec 2023, 7:30 am
If the filing fee poses a financial burden, most jurisdictions allow for a fee waiver request to be submitted. [read post]
11 Dec 2023, 6:30 am
An overwhelming majority of investors and non-investor respondents to Institutional Shareholder Services’ 2021 Global Benchmark Policy Survey agreed that non-financial Environmental, Social, and Governance (ESG)-related metrics should be incorporated into executive compensation. [read post]
11 Dec 2023, 6:30 am
An overwhelming majority of investors and non-investor respondents to Institutional Shareholder Services’ 2021 Global Benchmark Policy Survey agreed that non-financial Environmental, Social, and Governance (ESG)-related metrics should be incorporated into executive compensation. [read post]
11 Dec 2023, 5:33 am
It’s a rollercoaster of emotions and requires physical, emotional, and financial resources. [read post]
11 Dec 2023, 4:00 am
To demonstrate this variation in content, constitutional rights differ in their scope, ranging from basic services to free access. [read post]
11 Dec 2023, 3:25 am
Another factor is the cost of core services, particularly childcare, faced by many workers. [read post]
11 Dec 2023, 2:00 am
Anti-Kickback Statute Violations: If there are allegations of improper financial relationships or kickbacks exchanged for patient referrals or services, violations of the Anti-Kickback Statute might be pursued. [read post]
10 Dec 2023, 9:05 pm
It also degrades trust and damages the reputations of public and private service providers. [read post]
10 Dec 2023, 9:01 pm
Offering flexible payment options, such as online payments and payment plans, makes legal services more accessible and affordable. [read post]
10 Dec 2023, 7:08 pm
The convention most heard in the financial service industry is the 4% Rule. [read post]
10 Dec 2023, 12:00 am
It doesn’t cover lost income or replacement services. [read post]
9 Dec 2023, 9:03 pm
Pollman: For many insolvent or financially distressed businesses, bankruptcy provides an important process for preserving going-concern value or liquidating efficiently under the supervision of a bankruptcy trustee or court. [read post]
9 Dec 2023, 8:13 pm
I don't know how frequently such services are used, and there are always false positive concerns with such products, but if all banks were using them, fraudsters would find it hard to access the financial system. [read post]
9 Dec 2023, 7:33 am
Some countries, including the United States, sometimes sanction those who target HRDs with financial penalties and visa bans. [read post]
8 Dec 2023, 11:11 am
(CRD#:17499), PANAMA CITY, FL B, 04/07/2010 – 01/07/2013, HANCOCK INVESTMENT SERVICES, INC. [read post]