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20 Jul 2010, 5:21 am by Kim Krawiec
As Mike Dorf notes, the media and commenters have, to a much greater extent than usual, implicitly invoked public choice critiques of Dodd-Frank, noting “both: (a) that the bill leaves very important details to be filled in; and (b) that this means that Wall Street banks have the opportunity to gut whatever substantive checks the bill was supposed to provide. [read post]
20 Jul 2010, 5:10 am by Kim Krawiec
As Mike Dorf notes, the media and commenters have, to a much greater extent than usual, implicitly invoked public choice critiques of Dodd-Frank, noting “both: (a) that the bill leaves very important details to be filled in; and (b) that this means that Wall Street banks have the opportunity to gut whatever substantive checks the bill was supposed to provide. [read post]
20 Jul 2010, 2:43 am by Erik Gerding
You also write about Title I extending regulation to non-bank financial companies. [read post]
19 Jul 2010, 12:43 pm by Larry Ribstein
Yet the law allows banks to risk their money by trading in what they call customer accounts. [read post]
19 Jul 2010, 12:21 pm by Gordon Smith
Back in March, when the Senate Banking Committee approved an early version of the financial reform bill that ultimately became Dodd-Frank, the angel investor community was in a tizzy. [read post]
19 Jul 2010, 10:38 am by Brett McDonnell
Dodd-Frank has at least two parts that start to attack the problem, but they have complementary holes. [read post]
19 Jul 2010, 10:09 am by Christine Hurt
. -- redefines "bank holding company"; increases reporting requirements of bank holding companies and increases capitalization requirements. [read post]
19 Jul 2010, 7:22 am by David Zaring
Insurance, often to the consternation of the largest firms, is regulated by the states, with a consumer protection and litigation ethos (different from the disclose, disclose ethos of securities regulation and the safe and sound ethos of banking regulation, if you want to be broad brush about it). [read post]
19 Jul 2010, 7:15 am by Larry Ribstein
The market for small-cap stocks has become less liquid as many regional investment banks that specialized in fledgling companies have shuttered. [read post]
19 Jul 2010, 4:54 am by Broc Romanek
Now Available: The "Final" Dodd-Frank Act As I blogged last week, the Dodd-Frank Act was somewhat of a moving target even after conference reconciliation was completed. [read post]
18 Jul 2010, 3:33 pm by James Hamilton
The House-Senate conference committee struck a compromise, vetted by Senator Tim Johnson, a senior member of the Banking Committee, under which the SEC will conduct a study under what Senator Johnson called strict parameters and the SEC is also authorized to impose a uniform federal fiduciary standard on brokers and investment advisers.On the day the Senate passed Dodd-Frank, Senator Johnson said that Section 913 reflects a compromise between the House and Senate provisions on the… [read post]
18 Jul 2010, 9:33 am by Larry Ribstein
What, exactly, does a bank in Goldman’s position have to disclose to a customer? [read post]
17 Jul 2010, 2:12 pm by Page Perry LLC
Though imperfect, the Dodd-Frank bill, USAToday editors acknowledge that it “is clearly a step toward making the system safer. [read post]
16 Jul 2010, 3:03 pm
The Dodd-Frank Act introduces wide-ranging reforms of the US financial regulatory system. [read post]
16 Jul 2010, 12:04 pm by Jeffrey Andersen
  Now even those that do not have such a policy will have to refrain from retaliatory action against whistleblowers, thanks to Section 1057 of the Dodd-Frank financial industry reform legislation, which passed yesterday. [read post]
16 Jul 2010, 7:15 am by annalthouse@gmail.com (Ann Althouse)
Dodd-Frank also mandates 68 new studies of carbon markets, Chinese drywalls, and person-to-person lending, and many other irrelevancies. [read post]