Search for: "Securities Investor Protection Corporation"
Results 4381 - 4400
of 4,474
Sort by Relevance
|
Sort by Date
19 Aug 2007, 1:00 pm
Investors have noticed. [read post]
19 Aug 2007, 6:00 am
Investors have noticed. [read post]
19 Aug 2007, 6:00 am
Investors have noticed. [read post]
17 Aug 2007, 5:24 am
I ask if that was envisioned as a potential problem, and how they protect client confidentiality while at the same time needing to provide financial and operational transparency to investors. [read post]
16 Aug 2007, 9:52 am
Securities and Exchange Commission adopted a rule that seeks to protect hedge fund investors from fraud, but the agency has not moved to curtail fund activism. [read post]
15 Aug 2007, 6:07 pm
An essential component of successful risk modeling is accurate pricing of the securities used in the analysis. [read post]
14 Aug 2007, 2:42 pm
It was a self described "bipartisan group" who "have devoted substantial parts of their professional careers to implementing, drafting, and/or studying the federal securities laws, including how those laws should be interpreted to ensure the protection of investors and the promotion of efficiency, competition, and capital formation. [read post]
8 Aug 2007, 9:16 am
When it comes to protecting investors, the Sarbanes-Oxley Act of 2002 has been successful, Securities and Exchange Commission Chairman Christopher Cox said after the fifth anniversary of the law's passage. [read post]
7 Aug 2007, 5:15 am
· Securities class-action lawsuits have fallen over the past two years from over 200 in 2004. [read post]
6 Aug 2007, 2:55 pm
Clement to enter the case to support Stoneridge Investment and other investors, since Clement had been asked to do so by the current Securities and Exchange Commission. [read post]
5 Aug 2007, 5:03 pm
Conventional wisdom has been that our framework of securities regulations gives comfort to investors that they have protection to deter fraud and other unfair practices. [read post]
5 Aug 2007, 1:54 am
Board level protective provisions In some cases, investors request additional board level protective provisions. [read post]
4 Aug 2007, 7:35 pm
Investors and the company will argue about the scope of the carveouts and potentially the number of shares in any given careveout. [read post]
31 Jul 2007, 5:20 pm
TCI's Class B shares (which had the super voting rights) were owned by a number of investors. [read post]
25 Jul 2007, 11:49 am
Example: Investor owns 1,000 shares in X Corporation, which is trading at 144. [read post]
21 Jul 2007, 7:30 am
Corporate governance is at least connected to disclosure. [read post]
19 Jul 2007, 7:49 pm
" Shepherd Smith and Edwards is a securities law firm which represents investors nationwide in claims against securities dealers and investment firms (but rules require us to use our names). [read post]
18 Jul 2007, 10:00 am
Investors, both domestic and foreign, trust that fraud is not tolerated in our nation’s securities markets and that strong remedies exist to deter and protect against fraud and to recompense investors when it occurs. [read post]
11 Jul 2007, 9:57 am
Investors - Persons with sizeable savings in 401(k) plans, defined benefit retirement plans and profit-sharing plans, or who want to safeguard inheritances and gifts. [read post]
11 Jul 2007, 5:49 am
To frame it as a question familiar to securities lawyers, is the angel investor a "sophisticated investor"? [read post]
