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17 Aug 2023, 6:40 pm
They provide information for investors to understand the sustainability impact of the companies in which they invest. [read post]
3 Oct 2014, 7:59 am by Jim Sedor
There is no such prohibition for corporate federal contractors that set up political committees or individuals who serve as corporate officers. [read post]
29 Sep 2023, 9:00 am by Geoff Schweller
., a New York-based registered investment adviser, for violating a whistleblower protection rule by impeding whistleblowing through restrictive non-disclosure agreements. [read post]
30 Jul 2019, 11:35 am by admin
Booth, on December 7, 2005, reportedly became registered with INVEST Financial Corporation in Norwalk, CT as a General Securities Representative (GSR) Investment Company and Variable Contracts Products Representative (IR), General Securities Principal (GP), and an Investment Company ProductsNariable Contracts Principal (IP), FINRA notes. [read post]
30 Jul 2019, 11:35 am by admin
Booth, on December 7, 2005, reportedly became registered with INVEST Financial Corporation in Norwalk, CT as a General Securities Representative (GSR) Investment Company and Variable Contracts Products Representative (IR), General Securities Principal (GP), and an Investment Company ProductsNariable Contracts Principal (IP), FINRA notes. [read post]
18 Feb 2010, 10:06 am by James Hamilton
Recently, in an effort to end too big to fail, the US House passed legislation creating a resolution authority and a resolution fund paid for by assessments on systemically risky financial firms. . [read post]
26 Mar 2012, 2:26 pm
Comcast Corporation borrowed $26 million to finance the construction of its headquarters. [read post]
26 Sep 2020, 1:59 am by Alan Rosca
The complaint goes on to allege that Zabala used close to $2 million of investor money for personal use, and used $1.2 million to make Ponzi-like payments to investors in Concorde Group Inc., the parent company of Concorde Group Holdings. [read post]
26 Sep 2020, 1:59 am by Alan Rosca
The complaint goes on to allege that Zabala used close to $2 million of investor money for personal use, and used $1.2 million to make Ponzi-like payments to investors in Concorde Group Inc., the parent company of Concorde Group Holdings. [read post]
19 Apr 2023, 9:17 am by Bob Ambrogi
  Lexion said the money will be used to further enhance its core platform and AI capabilities with the goal of helping companies close deals faster. [read post]
28 Feb 2021, 6:00 pm by Stuart Kaplow
The staff “will use insights from that work to begin updating the 2010 guidance” to take into account developments in the last decade. [read post]
26 Aug 2016, 4:32 pm by Tequila J. Brooks
  The IFC argues that SEZs can contribute to women’s economic empowerment through three dimensions:  (1) fair employment and working conditions; (2) equal access to opportunities for professional investment; and (3) extension of investment opportunities for women. [read post]