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24 Dec 2019, 8:44 am
His previous employers include Deutsche Bank Securities Inc. [read post]
24 Dec 2019, 8:27 am
Morgan Securities LLC (CRD#:79) and Deutsche Bank Securities Inc. [read post]
24 Dec 2019, 8:12 am
Edwards & Sons, Inc. [read post]
24 Dec 2019, 7:38 am
Bancorp Investments, Inc Edward Jones Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
24 Dec 2019, 7:19 am
AXA Advisors, LLC The Equitable Life Assurance Society of the US Su, Zachary J.P. [read post]
23 Dec 2019, 1:28 pm
GGP, Inc. [read post]
23 Dec 2019, 11:32 am
If your insurance company denies or delays your cyber loss claim for any reason, call us for assistance. [read post]
23 Dec 2019, 11:29 am
Sept. 24, 2019) and Judicial Watch, Inc. v. [read post]
22 Dec 2019, 9:17 am
According to a compliance officer with Purshe Kaplan Sterling Investments, Inc., (Purshe Kaplan) the firm continued to sell securities offered by GPB Capital Holdings (GPB Capital) after she had reported misgivings as to the entities business model and recommended that the firm not sell the product. [read post]
22 Dec 2019, 9:17 am
Advisor David Miller (Miller), currently employed by PeachCap Securities, Inc. [read post]
20 Dec 2019, 9:01 am
On 19 December 2019, the Association of Financial Markets in Europe, Futures Industry Association, International Capital Market Association, International Swaps and Derivatives Association, Inc. and International Securities Lending Association co-published a new agreement intended to simplify reporting across different EU regulatory regimes. [read post]
20 Dec 2019, 9:00 am
In connection with the consummation of the merger, the combined company was renamed KLDiscovery Inc. [read post]
20 Dec 2019, 8:11 am
Lines, Inc. [read post]
20 Dec 2019, 6:10 am
Securities and Exchange Commission, on Thursday, December 19, 2019 Tags: Accounting, Accounting standards, Accredited investors, Disclosure, Dodd-Frank Act, PCAOB, Regulation D, SEC, Securities regulation, Swaps On Inference When Using State Corporate Laws for Identification Posted by Holger Spamann (Harvard Law School), on Thursday, December 19, 2019 Tags: Acquisitions, Antitakeover, Delaware… [read post]
20 Dec 2019, 2:53 am
" Applicant argued that the first cited mark is used for a billiard blog rather than for the services identified in the registration, and as to the second mark there was no evidence that the mark is being used at all.]In re Bayco Products, Inc., Serial No. 87708217 (December 17, 2019) [not precedential] (Opinion by Judge Karen Kuhlke). [read post]
19 Dec 2019, 4:11 pm
The claimant in Lloyd v Google sought damages on behalf of a class of more than 4 million iPhone users affected by Google’s acquisition and use of information generated by their Safari browsers. [read post]
19 Dec 2019, 2:59 pm
Contact us for more information. [read post]
19 Dec 2019, 2:59 pm
Contact us for more information. [read post]
19 Dec 2019, 9:12 am
On December 16, 2019, in Valley Hospital Medical Center, Inc. d/b/a Valley Hospital Medical Center (368 NLRB No. 139 (2019)), the National Labor Relations Board (NLRB) overturned its 2015 decision in Lincoln Lutheran of Racine (362 NLRB 1655 (2015)), restoring the Board’s 50+ year precedent established under Bethlehem Steel (136 NLRB 1500 (1962), that there is no independent statutory obligation to check off and pay employees’ union dues after the expiration of the collective… [read post]
18 Dec 2019, 5:39 pm
Health Canada’s suspension of licences of CannTrust Holdings Inc. [read post]
