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6 Apr 2017, 11:11 am
TARGETED SERVICES, P.C. [read post]
6 Apr 2017, 11:11 am
TARGETED SERVICES, P.C. [read post]
6 Apr 2017, 6:05 am
A company’s executives should not need additional financial incentives to keep them objective. [read post]
5 Apr 2017, 1:43 pm
Employers reimbursing business expenses may wish to educate employees about both the tax and financial value of these reimbursement benefits as a part of the overall compensation package provided to employees. [read post]
5 Apr 2017, 11:22 am
Financial advisors should have their client’s best interest set as a priority. [read post]
5 Apr 2017, 7:37 am
Today, this publication takes a significant step forward toward fulfilling its mission of public service. [read post]
5 Apr 2017, 5:54 am
The growth of investment robo-advisors, web-based insurance exchanges, on-line credit comparison sites, and automated personal financial management services creates significant opportunities and risks for consumers that regulators across the financial services spectrum have yet even to assess, let alone address. [read post]
4 Apr 2017, 12:01 pm
As national security advisor, the ability to request unmasking of names from the intelligence agencies would have been within Rice’s purview. [read post]
4 Apr 2017, 10:00 am
Friends, family and other professional advisors are trustworthy sources. [read post]
3 Apr 2017, 3:31 pm
Learn to write a Will at LegalWills.ca An increasing number of Canadians are turning to services like the one at LegalWills.ca to write a Will. [read post]
31 Mar 2017, 9:21 am
The FCA also provides an update on its thinking on its proposals for the recording of telephone conversations of retail advisors exempt from MiFID II, covered in CP16/29. [read post]
31 Mar 2017, 6:03 am
Wilcox, Morrow Sodali, on Thursday, March 30, 2017 Tags: Accountability, Boards of Directors, Engagement, Institutional Investors, Proxy access, Proxy advisors, Proxy voting, Shareholder value, Shareholder voting, Stewardship, Stewardship Code [read post]
30 Mar 2017, 4:17 pm
The involvement and direction of counsel in the context of any investigation will presumably apply to the work product produced not only directly by the legal team members but also by the outside advisors, including the digital forensic investigators engaged by internal or external counsel. [read post]
29 Mar 2017, 6:59 am
According to Glick’s FINRA BrokerCheck report, he worked with Transamerica Financial Advisor in Orland Park, IL from January 2012 through March 2014 when he was discharged. [read post]
29 Mar 2017, 5:09 am
But at George Mason (now the Antonin Scalia Law School) the admissions advisor, Prof. [read post]
28 Mar 2017, 8:00 pm
” When making your financial, tax and estate plans, do not go it alone. [read post]
27 Mar 2017, 9:00 am
On March 8, 207, the Securities and Exchange Commission (“SEC”) issued an Order Instituting Administrative and Cease-and-Desist Proceedings (“Order”) against Voya Financial Advisors, Inc. [read post]
24 Mar 2017, 10:00 am
Talk with your financial advisor and an experienced estate planning attorney to see what may be best for you. [read post]
24 Mar 2017, 6:46 am
Posted by Michael Held, Federal Reserve Bank of New York, on Thursday, March 23, 2017 Tags: Accountability, Banks, Compliance & ethics, Corporate culture, Disclosure, Financial institutions, Financial regulation, Inside counsel, Oversight, Whistleblowers The “Corporate Governance Misalignment” Problem Posted by David J. [read post]
24 Mar 2017, 6:00 am
Women in banking To err is human, to get fired for it … female by Tanaya Macheel in American Banker One of the latest studies of gender differences in financial services finds female advisers accused of wrongdoing are 20% more likely to lose their jobs than male advisers accused of wrongdoing. [read post]
