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30 Sep 2019, 8:06 am
In addition to this, they would also be required to continue to meet the existing provisions of the Code on Unit Trusts and Mutual Funds, the Code on Real Estate Investment Trusts, the Code on Pooled Retirement Funds and the Code on Open-Ended Fund Companies which apply to trustees and custodians. [read post]
30 Sep 2019, 12:03 am
A first possibility might be that the National Criminal Register allegedly playing the role of middleman might be misapplying the Framework Decision by submitting requests filed by non-legitimate applicants (as MEP in ‘t Veld seems to imply, by appealing to the principle of mutual trust and by envisioning the possibility of opening infringement proceedings). [read post]
29 Sep 2019, 5:13 am
It provides that “The provisions of this (Legally Binding Instrument) shall be applied in conformity with agreements or arrangements on the mutual recognition and enforcement of judgements in force between State Parties. [read post]
26 Sep 2019, 11:30 pm
”The report provides a comprehensive, quantitative analysis of publicly available information regarding opt-out securities cases. [read post]
25 Sep 2019, 5:35 pm
Providing information, evidentiary items and expert evaluations;f. [read post]
25 Sep 2019, 5:20 pm
So keep in mind that we are still looking through a keyhole at the scene—just a keyhole whose aperture has suddenly widened and thus provided a clearer view of part of the hidden room. [read post]
24 Sep 2019, 12:08 pm
Since the firm allegedly failed to adopt reasonable controls to detect instances in which they did not provide sales charge waivers to eligible customers, the firm reportedly estimates that eligible customers were overcharged by approximately $305,000 for mutual fund purchases made since January 1, 2011, according to FINRA. [read post]
24 Sep 2019, 6:30 am
Doe advised the shop manager that he had heard through a mutual friend that Mr. [read post]
24 Sep 2019, 6:10 am
The developer issues tokens, with which buyers can access the services provided by the platform. [read post]
24 Sep 2019, 2:00 am
The study, published by the Workhuman Analytics & Research Institute, provides insights to help employers improve engagement, recruitment, retention, and performance management, the end goal being to create work cultures that are mutually beneficial to businesses and the people driving them. [read post]
23 Sep 2019, 12:47 pm
Free Consultation with a Securities Attorney This information is publicly available on the SEC’s website and provided to you by The White Law Group. [read post]
23 Sep 2019, 9:30 am
At NSA OGC, you will analyze cutting-edge technical and intelligence issues and will frequently provide legal advice that relates to high-profile current events affecting our national security. [read post]
23 Sep 2019, 6:51 am
Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it disadvantaged certain retirement plan and charitable organization customers who were eligible to purchase Class A shares in certain mutual funds without a front-end sales charge.James Thomas Booth (CRD #1906145, Norwalk, Connecticut) July 1, 2019 Without admitting or denying the findings, Booth consented to the sanction and to the entry of findings that he converted customer… [read post]
22 Sep 2019, 8:21 pm
The first, whether unwritten constitutional principles could provide a basis to resist provincial modifications of the election, was unanimously decided by the court. [read post]
21 Sep 2019, 11:54 am
Section 232 (as subsequently slightly amended) provides that if the president, on the advice of the Commerce Department, determines that if particular imported goods somehow threaten national security, he can ban their import or impose tariffs or quotas on them. [read post]
19 Sep 2019, 1:52 pm
Don McGahn McGahn as a White House counsel served in a position that requires, as does any legal representation, mutual trust. [read post]
18 Sep 2019, 11:42 am
The firm reportedly failed to adopt adequate controls to detect instances in which they did not provide sales charge waivers to eligible customers in connection with their mutual fund purchases, according to the findings. [read post]
18 Sep 2019, 10:30 am
The Parties mutually agreed on the definition of Licensed Patents and Licensed Products in Paragraph 1. [read post]
18 Sep 2019, 6:38 am
Grange Mutual Ins. [read post]
18 Sep 2019, 5:00 am
In 2018, U.S. cyber strategy shifted from a reactive, deterrence-based approach to the forward-postured, proactive policy of persistent engagement. [read post]
