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16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
16 Jun 2016, 9:52 am by Friedman, Rodman & Frank, P.A.
The Plaintiff Was in the Wrong Place at the Wrong Time and Suffered Serious Injuries as a Result The plaintiff in the case of Pittman v. [read post]
15 Jun 2016, 11:47 am by CJLF Staff
  Matt Bittle of the Delaware State News reports that in Rauf v. [read post]
14 Jun 2016, 12:00 am by Mark Meyer
These investigations have to do with what the companies knew about the conditions at their plants and what they did (or chose not do) about it.Furthermore, under the Park Doctrine, any corporate officer who had "authority with respect to the conditions that formed the basis of the alleged violations" can be held liable, United States v. [read post]
13 Jun 2016, 8:04 am by Rebecca Tushnet
 Unclear how far the Court had gone, and remains unclear; Court hasn’t taken a commercial speech case since then, though it has had Reed v. [read post]
10 Jun 2016, 6:15 am
Park, University of California, Los Angeles , on Friday, June 3, 2016 Tags: Disclosure, Dodd-Frank Act, Federalism, Investor protection, Misconduct, Rule 10b-5, Securities Act, Securities fraud, Securities regulation, Shareholder value, SOX, State law, Stock mispricing Remarks on Optimizing the Equity Markets Posted by Mary Jo White, U.S. [read post]