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8 Broker Dealers will Rebrand to “Osaic” in 2023
22 Jun 2023, 7:35 am by The White Law Group
Triad Advisors LLC  Infinex Investments Inc. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Bondholders Give Puerto Rico an Extension
2 Nov 2015, 1:41 pm by D. Daxton White
However, talks remain private while investors are left hanging in the balance. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
SEC announces proceedings against Charlotte financial advisor.
20 Dec 2012, 8:56 am by D. Daxton White
Passaro was next an RR at Sky Capital LLC (now known as Granta Capital LLC) (Sky Capital), a New York-based broker-dealer, from 2001 to 2008. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Investors in LEAF Limited Partnerships May Have A Investment Claim
22 Apr 2014, 8:22 am by Daniel Gwertzman
Some alternative investments are sold as private placements in limited partnership vehicles. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
M.D. Sass Securities, L.L.C. fined by FINRA
15 Jul 2013, 10:16 am by D. Daxton White
This information which is publicly available on FINRA’s website has been provided by The White Law Group, LLC. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Delaware Supreme Court on Potential Financial Advisor Liability
23 Dec 2015, 6:11 am
See RBC Capital Mkts., LLC v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Massachusetts Brings Charges Against a Hedge Fund
10 Mar 2011, 5:00 am by Doug Cornelius
You need to worry about more than just the Securities and Exchange Commission when it comes to private fund fraud. [read post]
Compliance Building - http://www.compliancebuilding.com
New York Law Journal Decisions of Interest December 20, 2006
20 Dec 2006, 1:00 am
LLC v. [read post]
New York Supreme Court Criminal Term Library - http://crimlawlib.blogspot.com/
Class Action Defense Cases–Kaltwasser v. AT&T Mobility: Federal Court Grants Motion To Compel Arbitration Under Federal Arbitration Act (FAA) Following Concepcion
6 Oct 2011, 1:31 pm
Supreme Court’s decision in AT&T Mobility LLC v. [read post]
Class Action Defense Blog - http://classactiondefense.jmbm.com/
Industrial Property Trust Third Party Tender Offer
30 Jul 2019, 12:05 pm by Renae Lloyd
Third Party Tender Offer According to filings with the SEC, Everest REIT Investors I LLC, a privately held real estate investment firm, has just extended an unsolicited tender offer to purchase 3.6 million shares of the REIT’s Class T common stock for $9.00 per share. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Weekly Roundup: August 30-September 5, 2024
6 Sep 2024, 6:30 am
Rancour, Skadden, Arps, Slate, Meagher & Flom LLP, on Thursday, September 5, 2024 Tags: APA, FTC, Ryan LLC v. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: August 30-September 5, 2024
6 Sep 2024, 6:30 am
Rancour, Skadden, Arps, Slate, Meagher & Flom LLP, on Thursday, September 5, 2024 Tags: APA, FTC, Ryan LLC v. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Nonprofit Tweets of the Week - May 18, 2012
18 May 2012, 6:55 am by Gene Takagi
Pass-throughs LLCs owned by nonprofits - unrelated business activities still get attributed to nonprofit (not ideal). [read post]
Nonprofit Law Blog - http://www.nonprofitlawblog.com/home/
Secondary Market Sales: American Finance Trust
13 Sep 2017, 6:21 am by Renae Lloyd
Currently, Central Trade & Transfer, a secondary market for private placements, is listing shares of American Finance Trust for $15.50 per share. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
New York Law Journal: Decisions of Interest January 29, 2010
29 Jan 2010, 12:03 am
County of Schenectady* NEW YORK COUNTYSchools and Education NYU Granted Dismissal of Former Student's Claims; Statute Does Not Provide Private Right of Action Kruglyak v. [read post]
New York Supreme Court Criminal Term Library - http://crimlawlib.blogspot.com/
Massachusetts Brings Charges Against a Hedge Fund
10 Mar 2011, 5:00 am by Doug Cornelius
You need to worry about more than just the Securities and Exchange Commission when it comes to private fund fraud. [read post]
Compliance Building - http://www.compliancebuilding.com
Consumer Protection in Retail: Weekly Roundup
31 Jul 2017, 9:21 am by Phyllis H. Marcus and Leslie W. Kostyshak
One suit alleged that one company falsely advertised “compare at” prices on sales tags; the other suit alleged that the other company deceptively set lower prices for its exclusive and private-label products and advertised them as discounted. [read post]
Hunton Retail Law Resource Blog - https://www.huntonretailindustryblog.com/
Will the 4th Amendment protect us in the Social Media Age?
13 Oct 2011, 1:31 pm
Shear, LLC. [read post]
Shear on Social Media Law - http://www.shearsocialmedia.com/
Protecting Your Social Media Profile Against Text Spam
19 Dec 2010, 9:23 am
Shear, LLC. [read post]
Shear on Social Media Law - http://www.shearsocialmedia.com/
Valmark Securities, Inc. fined by FINRA
27 Jan 2012, 7:15 am by D. Daxton White
This information which is publicly available on FINRA’s website has been provided by The White Law Group, LLC. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/