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29 Sep 2009, 12:42 pm
FINRA announced today that the SEC approved a major expansion of FINRA's Trade Compliance and Reporting Engine (TRACE) to include debt issued by federal government agencies, government corporations and government sponsored enterprises (GSEs), as well as primary market transactions in... [read post]
24 Oct 2011, 12:49 pm
The SEC settled charges that Pipeline Trading Systems LLC and two of its top executives failed to disclose to customers of Pipeline’s “dark pool” trading platform that the vast majority of orders were filled by a trading operation affiliated with... [read post]
10 Mar 2013, 7:16 am
Here is the abstract: American "populism" has had a major impact on the development of... [read post]
8 Oct 2009, 12:59 pm
The document includes drafts of the SEC's mission, vision, values, strategic goals, major initiatives, and performance metrics for fiscal years 2010 through 2015. [read post]
19 Jul 2012, 1:12 pm
-based computer storage device company, with insider trading in a secondary offering of his stock with knowledge of confidential information that a major customer’s demand... [read post]
24 Jun 2010, 4:40 pm
In the first part of the opinion, the majority opinion (written by Ginsberg) rejected Skilling's agument that pretrial publicity and community prejudice prevented him from obtaining a fair trial. [read post]
16 Dec 2022, 4:57 am
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
27 May 2016, 6:26 am
” With this line, the Justice Department clarified what information security officials have argued for years: that the vast majority of hacks exploit known vulnerabilities. [read post]
15 Aug 2022, 7:55 am
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
17 May 2023, 3:17 am
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
25 Apr 2023, 3:14 am
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
10 May 2022, 8:59 am
The post EU report: citizens willing to forgo unanimity to see action on major issues like climate change appeared first on JURIST - News. [read post]
3 Nov 2011, 11:49 am
MF Global Holdings Ltd. and its broker-dealer arm MF Global, Inc. filed for bankruptcy protection earlier this week in New York after dealings with the firms were suspended by the Federal Reserve Bank of New York and the major exchanges. [read post]
28 Feb 2014, 1:11 pm
Writing for the majority, Justice Breyer went on to explain that “to interpret the necessary statutory “connection” more broadly…would interfere with state efforts to provide remedies for victims of ordinary state law frauds. [read post]
18 Jun 2007, 8:03 am
Breyer writing for the majority. [read post]
24 Jan 2019, 9:41 am
At the time, Apple had secured a patent for a “lock-out mechanism,” to prevent users from using certain functions while driving. [read post]
5 May 2011, 3:51 pm
Attorney for New York accuses MortgageIT of approving loans with no effort to investigate whether borrowers could afford them; many such loans were later undled into securities and sold. [read post]
10 Feb 2012, 12:41 pm
The settlement as it was reached addressed some of those concerns by allowing state and federal authorities to continue investigating fraud claims, including fraud against borrowers as well as fraud against investors in mortgage-backed securities. [read post]
12 Oct 2010, 9:01 pm
Additionally, a reduction in a party’s income shall not be considered as a ground for modification, unless it was involuntary and the party has made diligent attempts to secure employment. [read post]
20 Oct 2009, 7:54 am
Acclaimed Veteran Litigator Obtains Victory in Major Public Water Supply Environmental Claim Greenberg Glusker today announced that Firm Partner Robert S. [read post]
