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13 Dec 2019, 6:00 am
Katz and Laura McIntosh, Wachtell, Lipton, Rosen & Katz, on Saturday, December 7, 2019 Tags: Conflicts of interest, Disclosure, Glass Lewis, Institutional Investors, Institutional Shareholder Services Inc. [read post]
12 Dec 2019, 9:02 pm by Jim Sedor
Documents not only make clear the group’s aim is securing an Ernst win in 2020, but they also show Ernst and her campaign worked in close concert with Iowa Values. [read post]
12 Dec 2019, 7:43 am by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Anthony Joslin (Joslin), currently employed by Garden State Securities, Inc. [read post]
 Ironshore argued that the term “directly,” as used in the fraudulent instruction provision, required an immediate causal link between the fraud and the loss. [read post]
10 Dec 2019, 4:02 pm by Cynthia Marcotte Stamer
Stamer is noted for her decades-long leading edge work, scholarship and thought leadership on health and other privacy and data security and other health industry legal, public policy and operational concerns. [read post]
9 Dec 2019, 5:34 pm by Staff Attorney
  From August 2013 through November 2016 Schiano was registered with now expelled firm Legend Securities, Inc. [read post]
9 Dec 2019, 5:34 pm by Staff Attorney
  From November 2011 until March 2017 Almeida was registered with MSI Financial Services, Inc. [read post]
7 Dec 2019, 5:30 am by Staff Attorney
  From May 2015 until November 2017 Johnson was registered with SunTrust Investment Services, Inc. [read post]
5 Dec 2019, 4:04 am by Edith Roberts
” We rely on our readers to send us links for our round-up. [read post]
4 Dec 2019, 10:35 am by admin
—background Robert Kenney worked as a security guard for Helix TCS, Inc., which provides security services for marijuana businesses in Colorado. [read post]
4 Dec 2019, 3:56 am by Edith Roberts
 Sulyma, which involves the interpretation of a statute of limitations in the Employment Retirement Income Security Act. [read post]