Search for: "Securities Investor Protection Corporation"
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2 Mar 2007, 3:49 am
This article argues that not only is this prosecutorial paradox adverse to traditional preferences regarding protections of criminal defendants, but it is also potentially dangerous to vulnerable shareholders. [read post]
27 Feb 2007, 5:15 am
” In the case of Navistar Int’l Corp., Securities Exchange Act Rel. [read post]
26 Feb 2007, 3:36 pm
As a result of this transaction, the newly privatized company will deliver price cuts and price protection benefits to electric customers, strengthen environmental policies, make significant investments in alternative energy and institute corporate policies tied to climate stewardship. [read post]
26 Feb 2007, 8:20 am
What we need is a reasonableness requirement, which is imposed in the securities field. [read post]
24 Feb 2007, 2:11 am
SBMCC is a Maryland corporation that is wholly owned by SBM Financial, LLC. [read post]
23 Feb 2007, 5:06 am
It has often been described primarily as the “protection of investors. [read post]
20 Feb 2007, 6:43 am
It also appears that the SEC is trying to protect big accounting firms from large lawsuits filed by companies and investors. [read post]
19 Feb 2007, 1:45 pm
If you are trying to get your speech considered within the realm of First Amendment-governed speech at all, it makes sense to make this argument; but once within First Amendment-land, I would expect corporate speakers to start arguing for the noncommercial and thus fully protected nature of some if not most of this speech.)Implications: Investors don't need the same types of protection normal consumers do. [read post]
15 Feb 2007, 2:59 pm
To find out more information about the stocks of a company that is under bankruptcy protection, you should contact: The company's investor relations department, the broker who sold you the stocks, the Securities and Exchange Commission, the U.S. [read post]
14 Feb 2007, 7:35 pm
Such disclosures are generally provided as consumer/investor protection to enable the public to, at least in theory, easily check on an investment firm, broker or adviser. [read post]
13 Feb 2007, 5:00 am
Seeks to Curtail Investor Suits": The New York Times today contains an article that begins, "The Securities and Exchange Commission has begun to take steps on two fronts to protect corporations, executives and accounting firms from investor lawsuits that accuse them of fraud. [read post]
5 Feb 2007, 5:47 am
It has now been over four years since the corporate scandals rocked investor confidence and led to the passage of Sarbanes-Oxley. [read post]
Mimosa Systems Exceeds 2006 Goals for Customer Growth & Delivery of Live Content Archiving Solutions
26 Jan 2007, 10:43 am
In addition to live content archiving, eDiscovery and compliance; the Mimosa unstructured information management solution delivers advanced capabilities around secure end-user search, life cycle management, data protection and disaster recovery. [read post]
26 Jan 2007, 8:07 am
Providing eligible investors with reasonable access to place their nominees on corporate proxy ballots will improve the performance of boards and boost the confidence of investors in corporations. [read post]
19 Jan 2007, 7:07 am
Calpine has been under bankruptcy protection since December 2005. [read post]
18 Dec 2006, 7:29 pm
WKBW-TV's parent files for bankruptcy protection, Buffalonews.com, December 12, 2006 Granite Broadcasting Voluntarily Files Petition for Reorganization, Granite Broadcasting Investor Relations, December 11, 2006 Related Web Resource: An Overview of Corporate Bankruptcy, Investopedia.com U.S. [read post]
12 Dec 2006, 9:48 pm
Law should protect and encourage investment. [read post]
4 Dec 2006, 10:41 am
This recommendation is design to allow shareholders and their companies to avoid the costs of securities litigation. [read post]
4 Dec 2006, 7:11 am
"There are many cases that they can get involved in where they can really step forward to protect their own interest and make a statement about corporate fraud," Willis said. [read post]
Oversight of U.S. Capital MarketsSubmitted by: Stanley Dubiel, Senior Vice President, Proxy Research
30 Nov 2006, 12:26 pm
They also believe that many of the panel's recommendations, if adopted, would undermine the effectiveness of market watchdogs and weaken critical investor protections. [read post]
