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12 Oct 2010, 3:34 pm by Sabrina
News release: "If European policymakers, big financial institutions and social partners cannot agree on the full extent of reform, then... [read post]
12 Oct 2010, 5:34 pm by Sabrina
News release: "If European policymakers, big financial institutions and social partners cannot agree on the full extent of reform, then... [read post]
15 Feb 2009, 9:45 pm
Carlyle group presentation on the world financial crisis, 15 Oct 2008 [via Wikileaks - 80 pages, PDF] Related postings on... [read post]
3 Nov 2008, 3:37 am
IHT: "As the financial crisis deepened and his employer teetered on the brink of collapse, Gautam Bose, a senior vice... [read post]
24 Jan 2022, 4:10 am by Desiree Reddy (ZA)
The term “digital banking” refers to the digitisation of traditional banking services in order to more efficiently deliver financial services to customers. [read post]
25 Oct 2021, 6:21 am by Christopher J. Willis
”  (Section 1033 requires consumer financial services providers to give consumers access to certain financial information and is the subject of an Advance Notice of Proposed Rulemaking issued by the Bureau in October 2020.) [read post]
15 Jun 2022, 3:59 pm by Amy A. Perry
As many individuals may not have access to technologies used for audio-video telehealth due to factors including financial limitations, disabilities, or limited English proficiency, audio-only telehealth is a good alternative that can still address these individuals’ needs. [read post]
8 Sep 2022, 8:37 am by Barbara S. Mishkin
Our discussion examines the FTC’s Advanced Notice of Proposed Rulemaking relating to what it describes as “commercial surveillance” and the CFPB’s circular confirming that covered persons and service providers may violate the Consumer Financial Protection Act’s prohibition against unfair acts or practices when they fail to adequately safeguard consumer information. [read post]
2 Jul 2019, 12:51 pm by Renae Lloyd
Summit to pay Restitution to Customers for Excessive Trades According to a press announcement on Tuesday, the Financial Industry Regulatory Authority (FINRA) announced that it has sanctioned Summit Brokerage Services, Inc. for supervisory failures. [read post]
16 Feb 2013, 1:29 pm by John Bellinger
  The study group is especially interested in any evidence that the requirement to post financial information on-line might cause officials to leave government or to leave or turn down SES service to avoid the disclosure requirements. [read post]
2 Jul 2024, 4:57 am by Etelka Bogardi (HK) and Daniel Cai
The press release notes that within the financial sectors, digital payment token (DPT) services providers (or virtual assets service providers) are a higher risk sector of note. [read post]
21 Nov 2016, 7:25 am by The Sader Law Firm
The Kansas City bankruptcy attorneys at The Sader Law Firm are dedicated to helping people find solutions for life’s most difficult financial problems, including overwhelming medical debt. [read post]
Financial Advisor Fraud Attorneys Continue Reading › The post Shepherd Smith Edwards & Kantas Investigates Cetera Investment Services and Mengxuan Zhang appeared first on Investor Lawyers Blog. [read post]
20 Jul 2010, 2:11 am by Erik Gerding
Commenting on regulations may not be recognized as scholarship or service, and it requires a lot of time and expertise. [read post]
14 Nov 2011, 7:10 am by Dave Waller
Bluegreen will continue to provide the same high levels of service, attention, and quality that have helped drive our growth and evolution to date. [read post]
7 Mar 2011, 5:50 am by Glenn Reynolds
CHANGE: Moody’s: More Colleges Will Declare Fiscal Exigency: “Moody’s Investors Service is today releasing a report predicting that the coming years will see more public colleges declare ‘financial exigency,’ a condition of such dire financial danger that faculty groups acknowledge it may justify steps as severe as layoffs of tenured faculty members. [read post]
30 Dec 2016, 2:00 pm by Legal Skills Prof
From the ABA Journal online: Law firm partners are reaping “soaring” profits amid flat demand for law firm services, creating “an unsustainable model” for law firms, according to the co-founder of a company that developed... [read post]
2 Dec 2022, 2:33 am by Matthew Gregory (UK)
Applying the minimum high standards the FCA expect of all FCA regulated financial services firms to new firms undertaking this new activity. [read post]