Search for: "Securities Investor Protection Corporation"
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22 Nov 2006, 8:14 pm
Securities and Exchange Commission suggests that you go to the following sources: · The Company - Contact the investor relations department in the company's home office. [read post]
22 Nov 2006, 7:26 am
This should strengthen the protection of minority rights, according to the OECD report. [read post]
17 Nov 2006, 8:39 pm
Secured creditors, meaning the investors who've taken the least risk, are paid first. [read post]
17 Nov 2006, 5:19 am
Rule changes for corporate financial controls that regulators will soon put forward will be significant and aimed at reducing compliance costs for companies while ensuring that investors are protected, the head of the Securities and Exchange Commission said yesterday. [read post]
14 Nov 2006, 1:16 pm
Two groups, one sponsored by the US Chamber of Commerce, and a second formed by Harvard Law professor Hal Scott (with the endorsement of Treasury Secretary Henry Paulson), were formed with the objective to propose such changes (as reported by Stephen Labaton of the New York Times): The groups are dafting proposals to provide broad new protections to corporations and accounting firms from criminal cases brought by federal and state prosecutors as well as a stronger shield against… [read post]
8 Nov 2006, 2:55 am
If the SEC needs additional statutory reforms to protect innocent investors, Frank stands ready to consider such changes. [read post]
6 Nov 2006, 6:46 am
As chapter eight explains, when the market reopened in December, a vigorous bull market followed by the federal government's Liberty Bond drives created the third and final stage of market development and brought the first federal attempts to regulate securities to protect the investor-as-consumer. [read post]
3 Nov 2006, 6:57 am
In his letter, McEwen argues that the original court ruling, if not reversed, will set a precedent that undermines basic shareholder rights of acquiring companies to protect their investment. [read post]
30 Oct 2006, 9:30 am
The groups are drafting proposals to provide broad new protections to corporations and accounting firms from criminal cases brought by federal and state prosecutors as well as a stronger shield against civil lawsuits from investors. [read post]
19 Oct 2006, 1:35 am
In corporations in particular the security task belongs with IT departments, not users, he argued. [read post]
14 Oct 2006, 9:37 am
The Commission, by rules and regulations or order, shall exempt from the provisions of section 77e of this title any interest or participation issued in connection with a stock bonus, pension, profit-sharing, or annuity plan which covers employees some or all of whom are employees within the meaning of section 401(c)(1) of Title 26, if and to the extent that the Commission determines this to be necessary or appropriate in the public interest and consistent with the protection of… [read post]
18 Sep 2006, 8:40 am
We begin the paper by presenting evidence from the 1999 Survey of Financial Security on indebtedness among families in the lower income deciles. [read post]
28 Apr 2005, 3:03 am
Twenty-something years ago, I made a minor killing by acquiring stock in Chrysler Corporation. [read post]
17 Feb 2005, 3:10 pm
[corporate website], the sixth-largest US securities firm, violated federal laws which protect investors when it aided brokers in making illegal after-hours mutual-fund trades. [read post]
