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28 Jan 2013, 7:24 am by Broc Romanek
But PGM and its parent Heiwa may ultimately still be first. [read post]
26 Jan 2013, 5:46 pm by Larry Catá Backer
Finally, as for point 3, the Public sector ratios still give the Government ample discretion, that together with the bank capital coverage and low exposure to problematic economy assets or debts, reduce the risk of a deleveraging. [read post]
24 Jan 2013, 10:40 am
Overview Under new Rule 5123, any FINRA member firm that sells an issuer’s securities in a non-public offering in reliance on an available exemption from registration under the Securities Act of 1933 (the “Securities Act”) is required to file with FINRA a copy of any private placement memorandum, term sheet, or other offering document the firm used within fifteen calendar days from the date of first sale. [read post]
23 Jan 2013, 12:00 am
The series is sponsored by the Wells Fargo Advisory Center For Finance and Accounting Research in the Olin Business School; the Brown School and the Center for Social Development; the Center for the Interdisciplinary Study of Work and Social Capital in the School of Law; the Department of Economics in Arts & Sciences; the College of Arts & Sciences; and the Federal Reserve Bank of St. [read post]
22 Jan 2013, 9:06 pm by Kevin LaCroix
  The lawsuit, the first that the FDIC has filed in 2013, is also the first that the agency has filed in New Mexico as part of the current failed bank litigation wave. [read post]
22 Jan 2013, 4:35 am by James Hamilton
US financial institutions have the first compliance obligations under FATCA as the primary withholding agents for withholdable payments made to foreign financial institutions. [read post]
21 Jan 2013, 6:12 am by Nicole Kellner-Swick
Cook, Attorney If capital is the fuel that drives business development, then it should stand to reason that the more business lenders in the market, the better. [read post]
17 Jan 2013, 2:03 pm by Steve Honig
  Among other things, investment banks and capital sources also hold office hours in suites in nearby hotels to evaluate deals. [read post]
14 Jan 2013, 6:43 am by Doug Cornelius
I still think crowdfunding will end up being a minor league system for the investment banks. [read post]
14 Jan 2013, 6:43 am by Doug Cornelius
I still think crowdfunding will end up being a minor league system for the investment banks. [read post]
11 Jan 2013, 2:27 pm by Adam Levitin
First, the Supreme Court's notorious Marquette decision enabled national banks to export the usury cap of their home state to other states. [read post]
9 Jan 2013, 11:00 pm by Aimee Martin
  Initially, the Federal Home Loan Bank and Federal Savings and Loan Insurance Corporation were formed. [read post]
9 Jan 2013, 12:00 am by Kevin LaCroix
Name of Institution FDIC Est’d Cost of Failure Claimed Damages in Complaint Settlement Amount   (Millions) (Millions) (Millions) Westsound Bank $108 … [read post]
3 Jan 2013, 8:47 pm by Steve Schultze
But first, for the geeks, here are the contents of the subordinate certificate that issued the gmail.com certificate. [read post]
3 Jan 2013, 12:58 pm by rhall@initiativelegal.com
The federal Consumer Financial Protection Bureau (CFPB) — the continued existence of which might have been in jeopardy had the presidential election turned out differently — mandated its first major enforcement action this past July, negotiating a $210 million settlement with Capital One Bank to resolve charges of deceptive marketing. [read post]
3 Jan 2013, 12:28 am by Kevin LaCroix
With the addition of the December 17, 2012 filing of its lawsuit against the former CEO and six former directors of the failed Peoples First Community Bank of Panama City, Florida, the FDIC filed 25 failed bank D&O lawsuits during 2012 and a total of 43 altogether during the current wave of bank failures. [read post]