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5 Aug 2008, 3:36 pm
" In another email, an S&P official wrote: "Just too much work, not enough people, pressure from the company, quite a bit of turnover and no coordination of the non-deal stuff they want us and our staff to do. [read post]
3 May 2019, 7:11 am by Malecki Law Team
Dougherty raised over $7 million through providing fraudulent advisory services through his firm, C&D Professional Services, Inc. [read post]
27 Mar 2019, 11:23 am by Charles Gallmeyer
Justice Clarence Thomas, joined by Justice Gorsuch, dissented on the grounds that the majority “eviscerate[d] th[e] distinction” between primary and secondary liability that the court had created in Janus Capital Group, Inc. v. [read post]
22 Nov 2021, 10:08 am by Anthony B. Cavender
COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT Truck Trailer Manufacturers Association, Inc. v. [read post]
15 Nov 2008, 5:18 am
"Securing capital at the terms available through the (Treasury's) Capital Purchase Program could be a prudent course in this market environment and would allow us to further supplement our existing capital resources," said Hartford CEO Ramani Ayer in the November 14th statement. [read post]
27 Aug 2009, 11:37 am
On Thursday, Neumann Homes, Inc. and its affiliates filed their proposed Joint Plan of Liquidation with the bankruptcy court in Chicago. [read post]
29 Feb 2008, 5:13 am
eBay issued a press release as well (link below), stating that "[w]e're pleased to have been able to reach a settlement with MercExchange," and that "[i]n addition to resolving the litigation, this settlement gives us access to additional intellectual property that will help improve and further secure our marketplaces. [read post]
31 Jan 2016, 1:43 pm by Mark Astarita
The Securities and Exchange Commission today announced that Barclays Capital Inc. and Credit Suisse Securities (USA) LLC have agreed to settle separate cases finding that they violated federal securities laws while operating alternative trading systems known as dark pools and Credit Suisse’s Light Pool.The New York Attorney General’s office is announcing parallel actions against the two firms.Barclays agreed to settle the charges by admitting… [read post]
12 Oct 2009, 1:42 pm
Scientific Atlanta, Inc. [5] the United States Supreme Court considered the issue of whether to adopt a theory of “scheme” or “aider and abettor” liability. [read post]
19 Jan 2022, 5:56 am
The financial security we seek to help our clients achieve is not created overnight. [read post]
26 Mar 2012, 2:00 am by Stephanie Figueroa
High-speed firms use direct feeds from exchanges that can give them a leg up on slower traders, critics say. [read post]
15 Nov 2017, 6:21 pm by Adam Gana
Thereafter, from 2000 to 2004, Camarco became registered with Morgan Stanley DW Inc. [read post]
23 Jan 2017, 10:02 am by Quinta Jurecic
Use of email to submit papers. [read post]
9 Jan 2017, 9:22 am by Quinta Jurecic
Use of email to submit papers. [read post]